| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | RiverNorth Capital Management, LLC | 400.00K (76.28%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | Polar Asset Management Partners | 325.00K (61.98%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Karpus Management Inc | 275.05K (52.45%) | -5.90K Decreased by -2.15% | Sep 30, 23 |
| 4 | Wolverine Asset Management LLC | 241.56K (46.07%) | -8.85K Decreased by -3.66% | Sep 30, 23 |
| 5 | Walleye Trading Advisors, LLC | 227.81K (43.44%) | 24.02K Increased by +10.55% | Sep 30, 23 |
| 6 | Oaktree Capital Management LLC | 225.00K (42.91%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | Shaolin Capital Management LLC | 220.00K (41.95%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Mizuho Securities USA Inc | 193.35K (36.87%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 9 | Cnh Partners, LLC | 150.00K (28.60%) | 1.92K Increased by +1.28% | Sep 30, 23 |
| 10 | KIM, LLC | 150.00K (28.60%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Walleye Trading LLC | 128.14K (24.44%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 12 | Periscope Capital Inc. | 125.00K (23.84%) | -277.19K Decreased by -221.75% | Sep 30, 23 |
| 13 | Spartan Fund Management Inc. | 88.46K (16.87%) | -50.00K Decreased by -56.52% | Sep 30, 23 |
| 14 | Terrapin Asset Management LLC | 50.00K (9.53%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Warberg Asset Management LLC | 36.18K (6.90%) | 3.93K Increased by +10.86% | Dec 31, 23 |
| 16 | CLEAR STREET LLC | 100.00 (0.02%) | 100.00 Increased by +100.00% | Sep 30, 23 |
| 17 | ATW SPAC MANAGEMENT LLC | 0.00 (0.00%) | -549.69K Decreased by N/A% | Sep 30, 23 |
| 18 | Glazer Capital, LLC | 0.00 (0.00%) | -219.55K Decreased by N/A% | Jun 30, 23 |
| 19 | HGC Investment Management Inc. | 0.00 (0.00%) | -680.00K Decreased by N/A% | Jun 30, 23 |
| 20 | Hudson Bay Capital Management LP | 0.00 (0.00%) | -450.00K Decreased by N/A% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Karpus Taxable Fixed Income | 133.03K (25.37%) | -20.82K Decreased by -15.65% | Dec 31, 23 |
| 2 | Karpus Conservative Balanced | 113.20K (21.59%) | -15.40K Decreased by -13.60% | Dec 31, 23 |
| 3 | AQR Diversified Arbitrage I | 38.23K (7.29%) | 9.69K Increased by +25.34% | Dec 31, 23 |
| 4 | Karpus Growth Balanced | 27.38K (5.22%) | -3.42K Decreased by -12.51% | Dec 31, 23 |
| 5 | First Trust Alternative Opportunities I | 19.61K (3.74%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | Karpus Tax Sensitive Fixed Income | 19.00K (3.62%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 7 | Accelerate Arbitrage ETF | 14.05K (2.68%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 8 | AQR Sustainable Corp Abtg IAU1F USD Acc | 4.54K (0.87%) | 2.06K Increased by +45.33% | Sep 30, 23 |