| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Hudson Bay Capital Management LP | 1.00M (67.48%) | 500.00K Increased by +50.00% | Sep 30, 23 |
| 2 | Westchester Capital Management LLC | 747.37K (50.43%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Glazer Capital, LLC | 707.11K (47.71%) | -24.35K Decreased by -3.44% | Sep 30, 23 |
| 4 | First Trust Capital Management L.P. | 526.33K (35.51%) | 159.66K Increased by +30.33% | Sep 30, 23 |
| 5 | Radcliffe Group Inc | 500.00K (33.74%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | Walleye Trading Advisors, LLC | 372.00K (25.10%) | -288.00 Decreased by -0.08% | Sep 30, 23 |
| 7 | Periscope Capital Inc. | 367.99K (24.83%) | 117.99K Increased by +32.06% | Sep 30, 23 |
| 8 | KIM, LLC | 350.00K (23.62%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | Saba Capital Management, LP | 263.47K (17.78%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Shaolin Capital Management LLC | 250.00K (16.87%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Wolverine Asset Management LLC | 223.04K (15.05%) | -3.25K Decreased by -1.46% | Sep 30, 23 |
| 12 | Walleye Trading LLC | 209.25K (14.12%) | -162.00 Decreased by -0.08% | Sep 30, 23 |
| 13 | Mizuho Securities USA Inc | 205.22K (13.85%) | -200.79K Decreased by -97.85% | Dec 31, 23 |
| 14 | Spartan Fund Management Inc. | 115.52K (7.79%) | -222.30K Decreased by -192.43% | Sep 30, 23 |
| 15 | Polar Asset Management Partners | 100.00K (6.75%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | Flow State Investments LP | 50.00K (3.37%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | Karpus Management Inc | 31.75K (2.14%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Tuttle Capital Management, LLC | 23.86K (1.61%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 19 | BMO Capital Markets Corp. | 23.59K (1.59%) | 23.59K Increased by +100.00% | Sep 30, 23 |
| 20 | Bank of Montreal | 23.59K (1.59%) | 23.59K Increased by +100.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | The Merger Fund A | 706.15K (47.65%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | First Trust Merger Arbitrage Cl I | 570.31K (38.48%) | 55.68K Increased by +9.76% | Dec 31, 23 |
| 3 | JNL Multi-Manager Alternative A | 25.27K (1.71%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 4 | Karpus Taxable Fixed Income | 22.00K (1.48%) | -9.75K Decreased by -44.32% | Dec 31, 23 |
| 5 | SPAC and New Issue ETF | 14.88K (1.00%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 6 | The Merger Fund VL I | 9.98K (0.67%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | First Trust Multi-Strategy Cl I | 7.14K (0.48%) | 4.56K Increased by +63.88% | Sep 30, 23 |
| 8 | Virtus Westchester Event-Driven Fd I | 3.25K (0.22%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | Karpus Conservative Balanced | 2.00K (0.13%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 10 | Karpus Tax Sensitive Fixed Income | 1.75K (0.12%) | -1.75K Decreased by -100.00% | Dec 31, 23 |
| 11 | JNL/Westchester Capital Event Driven A | 1.35K (0.09%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 12 | Virtus Westchester Credit Event Fd I | 513.00 (0.03%) | 0.00 Increased by 0.00% | Sep 30, 23 |