| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Aristeia Capital, LLC | 3.25M (18.80%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | First Trust Capital Management L.P. | 2.99M (17.32%) | 2.54M Increased by +84.98% | Sep 30, 23 |
| 3 | D. E. Shaw & Co LP | 2.97M (17.20%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | Adage Capital Partners Gp LLC | 2.70M (15.64%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | Westchester Capital Management LLC | 1.73M (10.03%) | 556.41K Increased by +32.15% | Sep 30, 23 |
| 6 | Sandia Investment Management LP | 1.62M (9.36%) | 1.62M Increased by +100.00% | Sep 30, 23 |
| 7 | BMO Capital Markets Corp. | 1.60M (9.28%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Bank of Montreal | 1.60M (9.28%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | P Schoenfeld Asset Mgmt LP(NY) | 1.55M (8.99%) | -197.71K Decreased by -12.74% | Sep 30, 23 |
| 10 | COWEN AND COMPANY, LLC | 1.47M (8.54%) | 841.29K Increased by +57.06% | Sep 30, 23 |
| 11 | Linden Advisors LLC | 1.47M (8.51%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 12 | Picton Mahoney Asset Management | 1.22M (7.06%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 13 | Atlas Merchant Capital LLC | 1.16M (6.75%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | Nomura Holdings Inc | 1.12M (6.48%) | -3.10K Decreased by -0.28% | Sep 30, 23 |
| 15 | Millennium Management LLC | 1.05M (6.08%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | Mizuho Securities USA Inc | 898.67K (5.21%) | 898.67K Increased by +100.00% | Dec 31, 23 |
| 17 | Berkley W R Corp | 823.25K (4.77%) | 696.01K Increased by +84.54% | Sep 30, 23 |
| 18 | Verition Fund Managegment, LLC | 692.39K (4.01%) | 276.00 Increased by +0.04% | Sep 30, 23 |
| 19 | Radcliffe Group Inc | 616.50K (3.57%) | -2.86K Decreased by -0.46% | Sep 30, 23 |
| 20 | Calamos Advisors LLC | 500.00K (2.90%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 1.63M (9.42%) | -1.32M Decreased by -80.93% | Dec 31, 23 |
| 2 | The Merger Fund A | 1.36M (7.90%) | 436.97K Increased by +32.05% | Sep 30, 23 |
| 3 | Picton Mahoney Fortified Arbtrg Pl Alt F | 893.00K (5.17%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | Calamos Market Neutral Income A | 500.00K (2.90%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 5 | CrossingBridge Pre-Merger SPAC ETF | 325.00K (1.88%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 6 | Virtus Westchester Event-Driven Fd I | 160.71K (0.93%) | 47.60K Increased by +29.62% | Sep 30, 23 |
| 7 | Picton Mahoney Fortified Arbtrg Alt Fd F | 106.20K (0.62%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Westwood Salient MLP & Engy Infras Inst | 104.85K (0.61%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 9 | JNL Multi-Manager Alternative A | 76.83K (0.45%) | 22.52K Increased by +29.31% | Sep 30, 23 |
| 10 | SPAC and New Issue ETF | 67.03K (0.39%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 11 | JNL/Westchester Capital Event Driven A | 53.86K (0.31%) | 15.75K Increased by +29.24% | Sep 30, 23 |
| 12 | Principal Global Multi-Strategy Instl | 27.81K (0.16%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 13 | First Trust Multi-Strategy Cl I | 27.42K (0.16%) | 27.42K Increased by +100.00% | Sep 30, 23 |
| 14 | Accelerate Arbitrage ETF | 25.57K (0.15%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 15 | Picton Mahoney Arbitrage Fund F | 21.80K (0.13%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | Virtus Westchester Credit Event Fd I | 18.87K (0.11%) | 15.85K Increased by +83.98% | Sep 30, 23 |
| 17 | The Merger Fund VL I | 15.50K (0.09%) | 5.33K Increased by +34.42% | Sep 30, 23 |
| 18 | Karpus Tax Sensitive Fixed Income | 7.00K (0.04%) | -18.00K Decreased by -257.14% | Sep 30, 23 |
| 19 | Karpus Conservative Balanced | 4.63K (0.03%) | -18.00K Decreased by -388.85% | Sep 30, 23 |
| 20 | Karpus Growth Balanced | 3.00K (0.02%) | 0.00 Increased by 0.00% | Sep 30, 23 |