| Rank | ETF | Weight % in ETF |
|---|---|---|
| 1 | SPAX | 0.30% |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Glazer Capital, LLC | 1.19M (12.44%) | 856.00K Increased by +71.72% | Sep 30, 23 |
| 2 | Calamos Advisors LLC | 900.00K (9.38%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Castle Creek Arbitrage, LLC | 633.76K (6.60%) | 613.91K Increased by +96.87% | Sep 30, 23 |
| 4 | Westchester Capital Management LLC | 567.34K (5.91%) | -581.18K Decreased by -102.44% | Sep 30, 23 |
| 5 | Mizuho Securities USA Inc | 553.00K (5.76%) | 553.00K Increased by +100.00% | Sep 30, 23 |
| 6 | First Trust Capital Management L.P. | 501.30K (5.22%) | -1.77M Decreased by -353.80% | Sep 30, 23 |
| 7 | Polar Asset Management Partners | 500.00K (5.21%) | -345.79K Decreased by -69.16% | Sep 30, 23 |
| 8 | COWEN AND COMPANY, LLC | 498.83K (5.20%) | 378.03K Increased by +75.78% | Sep 30, 23 |
| 9 | Berkley W R Corp | 440.89K (4.59%) | -675.02K Decreased by -153.10% | Sep 30, 23 |
| 10 | Centiva Capital, LP | 400.15K (4.17%) | 400.15K Increased by +100.00% | Sep 30, 23 |
| 11 | Atlas Merchant Capital LLC | 400.00K (4.17%) | 200.00K Increased by +50.00% | Sep 30, 23 |
| 12 | KIM, LLC | 400.00K (4.17%) | -1.45M Decreased by -362.50% | Sep 30, 23 |
| 13 | Radcliffe Group Inc | 350.13K (3.65%) | -887.70K Decreased by -253.54% | Sep 30, 23 |
| 14 | Periscope Capital Inc. | 339.10K (3.53%) | -28.50K Decreased by -8.41% | Sep 30, 23 |
| 15 | Fir Tree Inc | 310.36K (3.23%) | 10.70K Increased by +3.45% | Sep 30, 23 |
| 16 | Quarry LP | 266.90K (2.78%) | 198.40K Increased by +74.33% | Sep 30, 23 |
| 17 | LMR Partners LLP | 250.00K (2.61%) | -1.70M Decreased by -680.00% | Sep 30, 23 |
| 18 | Shaolin Capital Management LLC | 250.00K (2.61%) | 250.00K Increased by +100.00% | Sep 30, 23 |
| 19 | Spartan Fund Management Inc. | 250.00K (2.61%) | 185.00K Increased by +74.00% | Sep 30, 23 |
| 20 | Picton Mahoney Asset Management | 200.00K (2.08%) | 200.00K Increased by +100.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 959.01K (9.99%) | 503.01K Increased by +52.45% | Dec 31, 23 |
| 2 | Calamos Market Neutral Income A | 900.00K (9.38%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 3 | The Merger Fund A | 447.95K (4.67%) | -505.89K Decreased by -112.94% | Sep 30, 23 |
| 4 | Virtus Westchester Event-Driven Fd I | 64.69K (0.67%) | -25.37K Decreased by -39.22% | Sep 30, 23 |
| 5 | RiverNorth Opportunities | 39.23K (0.41%) | 0.00 Increased by 0.00% | Oct 31, 23 |
| 6 | First Trust Multi-Strategy Cl I | 25.30K (0.26%) | 14.27K Increased by +56.39% | Sep 30, 23 |
| 7 | JNL Multi-Manager Alternative A | 23.34K (0.24%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 8 | Robinson Alternative Yld Pr-Mrgr SPACETF | 6.69K (0.07%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 9 | Principal Global Multi-Strategy Instl | 5.59K (0.06%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 10 | JNL/Westchester Capital Event Driven A | 4.43K (0.05%) | -10.01K Decreased by -226.08% | Dec 31, 23 |
| 11 | First Trust Alternative Opportunities I | 2.40K (0.02%) | 0.00 Increased by 0.00% | Sep 30, 23 |