| Rank | ETF | Weight % in ETF |
|---|---|---|
| 1 | SPC | 1.05% |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Westchester Capital Management LLC | 666.68K (17.93%) | 33.35K Increased by +5.00% | Sep 30, 23 |
| 2 | Fir Tree Inc | 562.75K (15.14%) | -10.00 Decreased by -0.00% | Sep 30, 23 |
| 3 | Castle Creek Arbitrage, LLC | 500.00K (13.45%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | Mizuho Securities USA Inc | 499.11K (13.43%) | 7.70K Increased by +1.54% | Sep 30, 23 |
| 5 | Karpus Management Inc | 494.68K (13.31%) | -11.97K Decreased by -2.42% | Sep 30, 23 |
| 6 | Hudson Bay Capital Management LP | 432.71K (11.64%) | 181.61K Increased by +41.97% | Sep 30, 23 |
| 7 | Glazer Capital, LLC | 425.86K (11.46%) | -15.14K Decreased by -3.56% | Sep 30, 23 |
| 8 | Atlas Merchant Capital LLC | 350.00K (9.42%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | KIM, LLC | 325.00K (8.74%) | 325.00K Increased by +100.00% | Sep 30, 23 |
| 10 | Wolverine Asset Management LLC | 302.29K (8.13%) | -10.51K Decreased by -3.48% | Sep 30, 23 |
| 11 | Berkley W R Corp | 255.84K (6.88%) | 255.84K Increased by +100.00% | Sep 30, 23 |
| 12 | Radcliffe Group Inc | 249.95K (6.72%) | -48.00 Decreased by -0.02% | Sep 30, 23 |
| 13 | Cnh Partners, LLC | 246.93K (6.64%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | UBS O'Connor LLC | 226.58K (6.10%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Sea Otter Advisors LLC | 220.92K (5.94%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | First Trust Capital Management L.P. | 203.15K (5.47%) | 33.40K Increased by +16.44% | Sep 30, 23 |
| 17 | Periscope Capital Inc. | 200.26K (5.39%) | 87.46K Increased by +43.67% | Sep 30, 23 |
| 18 | Polar Asset Management Partners | 200.00K (5.38%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 19 | LMR Partners LLP | 175.00K (4.71%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | Yakira Capital Management, Inc. | 160.00K (4.30%) | -250.00K Decreased by -156.25% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | The Merger Fund A | 572.34K (15.40%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | Karpus Tax Sensitive Fixed Income | 286.57K (7.71%) | -3.30K Decreased by -1.15% | Sep 30, 23 |
| 3 | First Trust Merger Arbitrage Cl I | 226.64K (6.10%) | 24.11K Increased by +10.64% | Dec 31, 23 |
| 4 | Karpus Taxable Fixed Income | 168.47K (4.53%) | -7.50K Decreased by -4.45% | Sep 30, 23 |
| 5 | Karpus Growth Balanced | 152.07K (4.09%) | -7.50K Decreased by -4.93% | Sep 30, 23 |
| 6 | Karpus Conservative Balanced | 117.17K (3.15%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | CrossingBridge Pre-Merger SPAC ETF | 50.00K (1.35%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 8 | Virtus Westchester Credit Event Fd I | 33.35K (0.90%) | 33.35K Increased by +100.00% | Sep 30, 23 |
| 9 | JNL Multi-Manager Alternative A | 27.90K (0.75%) | -7.94K Decreased by -28.45% | Dec 31, 23 |
| 10 | The Merger Fund VL I | 16.10K (0.43%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Principal Global Multi-Strategy Instl | 7.04K (0.19%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 12 | AQR Sustainable Corp Abtg IAU1F USD Acc | 4.57K (0.12%) | -1.84K Decreased by -40.18% | Sep 30, 23 |
| 13 | First Trust Multi-Strategy Cl I | 398.00 (0.01%) | 398.00 Increased by +100.00% | Sep 30, 23 |