| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Capital Management L.P. | 3.77M (49.16%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | Westchester Capital Management LLC | 2.53M (32.96%) | 70.00K Increased by +2.77% | Sep 30, 23 |
| 3 | Corbin Capital Partners LP | 2.20M (28.67%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | COWEN AND COMPANY, LLC | 1.86M (24.25%) | 909.44K Increased by +48.87% | Sep 30, 23 |
| 5 | Mizuho Securities USA Inc | 1.77M (23.08%) | 483.63K Increased by +27.31% | Sep 30, 23 |
| 6 | Atlas Merchant Capital LLC | 1.41M (18.31%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | Berkley W R Corp | 1.24M (16.22%) | 104.40K Increased by +8.39% | Sep 30, 23 |
| 8 | Periscope Capital Inc. | 1.14M (14.79%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | D. E. Shaw & Co LP | 1.04M (13.60%) | 322.11K Increased by +30.86% | Sep 30, 23 |
| 10 | Verition Fund Managegment, LLC | 827.70K (10.79%) | 827.70K Increased by +100.00% | Sep 30, 23 |
| 11 | Meteora Capital, LLC | 746.00K (9.72%) | -400.00K Decreased by -53.62% | Sep 30, 23 |
| 12 | Fir Tree Inc | 713.01K (9.29%) | -141.87K Decreased by -19.90% | Sep 30, 23 |
| 13 | Radcliffe Group Inc | 617.47K (8.05%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | Farallon Capital Management, L.L.C. | 570.40K (7.43%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Castle Creek Arbitrage, LLC | 536.98K (7.00%) | -100.00K Decreased by -18.62% | Sep 30, 23 |
| 16 | Polar Asset Management Partners | 500.00K (6.52%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | Centiva Capital, LP | 333.61K (4.35%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Shaolin Capital Management LLC | 325.00K (4.24%) | 325.00K Increased by +100.00% | Sep 30, 23 |
| 19 | UBS O'Connor LLC | 264.97K (3.45%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | Moore Capital Management, LP | 250.00K (3.26%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 3.74M (48.75%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | The Merger Fund A | 2.07M (26.92%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Virtus Westchester Event-Driven Fd I | 230.82K (3.01%) | 70.00K Increased by +30.33% | Sep 30, 23 |
| 4 | GAMCO Intl SICAV Merger Arbtrg I (USD) | 167.42K (2.18%) | 609.00 Increased by +0.36% | Jun 30, 23 |
| 5 | Principal Global Multi-Strategy Instl | 29.32K (0.38%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 6 | Karpus Tax Sensitive Fixed Income | 19.18K (0.25%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | Karpus Conservative Balanced | 19.13K (0.25%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | The Merger Fund VL I | 17.97K (0.23%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | JNL Multi-Manager Alternative A | 16.31K (0.21%) | -85.64K Decreased by -525.01% | Dec 31, 23 |
| 10 | Fidelity Nasdaq Composite Index | 13.40K (0.17%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 11 | JNL/Westchester Capital Event Driven A | 9.85K (0.13%) | -51.70K Decreased by -525.01% | Dec 31, 23 |
| 12 | AQR Sustainable Corp Abtg IAU1F USD Acc | 9.32K (0.12%) | 9.32K Increased by +100.00% | Sep 30, 23 |
| 13 | First Trust Multi-Strategy Cl I | 8.78K (0.11%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | Virtus Westchester Credit Event Fd I | 6.08K (0.08%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Karpus Taxable Fixed Income | 5.13K (0.07%) | -42.00 Decreased by -0.82% | Sep 30, 23 |
| 16 | Karpus Growth Balanced | 2.67K (0.03%) | -42.00 Decreased by -1.57% | Sep 30, 23 |