| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Adage Capital Partners Gp LLC | 1.80M (24.79%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | Karpus Management Inc | 1.43M (19.63%) | -174.36K Decreased by -12.23% | Sep 30, 23 |
| 3 | COWEN AND COMPANY, LLC | 1.10M (15.08%) | 971.12K Increased by +88.67% | Sep 30, 23 |
| 4 | Westchester Capital Management LLC | 1.01M (13.97%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | LMR Partners LLP | 1.00M (13.77%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | Millennium Management LLC | 1.00M (13.77%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | Nomura Holdings Inc | 1.00M (13.77%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Polar Asset Management Partners | 1.00M (13.77%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | UBS O'Connor LLC | 890.17K (12.26%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | KIM, LLC | 883.25K (12.16%) | 183.25K Increased by +20.75% | Sep 30, 23 |
| 11 | Cnh Partners, LLC | 844.55K (11.63%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 12 | Aristeia Capital, LLC | 681.42K (9.38%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 13 | Periscope Capital Inc. | 610.37K (8.41%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | Two Sigma Investments LLC | 509.60K (7.02%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Kepos Capital LP | 500.00K (6.89%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | First Trust Capital Management L.P. | 462.93K (6.38%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | Radcliffe Group Inc | 452.59K (6.23%) | -42.19K Decreased by -9.32% | Sep 30, 23 |
| 18 | Sandia Investment Management LP | 445.00K (6.13%) | 445.00K Increased by +100.00% | Sep 30, 23 |
| 19 | Moore Capital Management, LP | 400.00K (5.51%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | Picton Mahoney Asset Management | 400.00K (5.51%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 1.06M (14.61%) | 622.78K Increased by +58.71% | Dec 31, 23 |
| 2 | The Merger Fund A | 872.23K (12.01%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Karpus Tax Sensitive Fixed Income | 402.77K (5.55%) | -4.97K Decreased by -1.24% | Sep 30, 23 |
| 4 | Picton Mahoney Fortified Arbtrg Pl Alt F | 278.60K (3.84%) | 0.00 Increased by 0.00% | Jun 30, 23 |
| 5 | Virtus Westchester Event-Driven Fd I | 84.88K (1.17%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | Karpus Taxable Fixed Income | 45.45K (0.63%) | -235.94K Decreased by -519.11% | Dec 31, 23 |
| 7 | JNL Multi-Manager Alternative A | 33.12K (0.46%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Karpus Conservative Balanced | 20.00K (0.28%) | -339.90K Decreased by -1.70 K% | Dec 31, 23 |
| 9 | AQR Sustainable Corp Abtg IAU1F USD Acc | 17.97K (0.25%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | The Merger Fund VL I | 8.85K (0.12%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Fidelity Nasdaq Composite Index | 4.17K (0.06%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 12 | High Income Securities | 3.62K (0.05%) | 3.62K Increased by +100.00% | Nov 30, 23 |
| 13 | Karpus Growth Balanced | 2.70K (0.04%) | -42.90K Decreased by -1.59 K% | Dec 31, 23 |