| Rank | ETF | Weight % in ETF |
|---|---|---|
| 1 | SPC | 4.89% |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Capital Management L.P. | 2.34M (69.13%) | 294.20K Increased by +12.55% | Sep 30, 23 |
| 2 | Westchester Capital Management LLC | 1.77M (52.35%) | 25.00K Increased by +1.41% | Sep 30, 23 |
| 3 | COWEN AND COMPANY, LLC | 1.73M (51.07%) | 184.35K Increased by +10.65% | Sep 30, 23 |
| 4 | Mizuho Securities USA Inc | 1.72M (50.68%) | 1.32M Increased by +76.57% | Sep 30, 23 |
| 5 | Calamos Advisors LLC | 1.50M (44.25%) | -500.00K Decreased by -33.33% | Sep 30, 23 |
| 6 | Berkley W R Corp | 1.19M (35.07%) | 974.17K Increased by +81.93% | Sep 30, 23 |
| 7 | KIM, LLC | 1.00M (29.50%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Castle Creek Arbitrage, LLC | 903.09K (26.64%) | 853.09K Increased by +94.46% | Sep 30, 23 |
| 9 | Centiva Capital, LP | 895.88K (26.43%) | 234.97K Increased by +26.23% | Sep 30, 23 |
| 10 | Fir Tree Inc | 878.46K (25.91%) | 568.76K Increased by +64.74% | Sep 30, 23 |
| 11 | Periscope Capital Inc. | 750.00K (22.12%) | -549.93K Decreased by -73.32% | Sep 30, 23 |
| 12 | Picton Mahoney Asset Management | 750.00K (22.12%) | 500.00K Increased by +66.67% | Sep 30, 23 |
| 13 | Radcliffe Group Inc | 738.88K (21.80%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | OZ Management LLC | 730.65K (21.55%) | -532.23K Decreased by -72.84% | Sep 30, 23 |
| 15 | Millennium Management LLC | 680.00K (20.06%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | Shaolin Capital Management LLC | 600.00K (17.70%) | 600.00K Increased by +100.00% | Sep 30, 23 |
| 17 | Apollo Management Holdings, L.P. | 500.00K (14.75%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Atlas Merchant Capital LLC | 500.00K (14.75%) | 500.00K Increased by +100.00% | Sep 30, 23 |
| 19 | UBS O'Connor LLC | 462.20K (13.63%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | Tenor Capital Management Co Lp | 450.00K (13.27%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 2.42M (71.33%) | 116.05K Increased by +4.80% | Dec 31, 23 |
| 2 | Calamos Market Neutral Income A | 1.50M (44.25%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 3 | The Merger Fund A | 1.31M (38.60%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | Picton Mahoney Fortified Arbtrg Pl Alt F | 549.40K (16.21%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | CrossingBridge Pre-Merger SPAC ETF | 300.00K (8.85%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 6 | Virtus Westchester Event-Driven Fd I | 191.19K (5.64%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | JNL Multi-Manager Alternative A | 100.06K (2.95%) | 5.40K Increased by +5.39% | Dec 31, 23 |
| 8 | Karpus Tax Sensitive Fixed Income | 78.70K (2.32%) | -92.30K Decreased by -117.28% | Sep 30, 23 |
| 9 | JNL/Westchester Capital Event Driven A | 66.91K (1.97%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 10 | Picton Mahoney Fortified Arbtrg Alt Fd F | 65.30K (1.93%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Karpus Conservative Balanced | 57.80K (1.70%) | -99.80K Decreased by -172.66% | Sep 30, 23 |
| 12 | Virtus Westchester Credit Event Fd I | 43.09K (1.27%) | 25.00K Increased by +58.01% | Sep 30, 23 |
| 13 | Principal Global Multi-Strategy Instl | 33.85K (1.00%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 14 | First Trust Multi-Strategy Cl I | 22.56K (0.67%) | 12.56K Increased by +55.67% | Sep 30, 23 |
| 15 | The Merger Fund VL I | 18.88K (0.56%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | High Income Securities | 14.31K (0.42%) | 14.31K Increased by +100.00% | May 31, 23 |
| 17 | Picton Mahoney Arbitrage Fund F | 13.40K (0.40%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Karpus Growth Balanced | 12.40K (0.37%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 19 | KSM Active SPAC & NextGen IPO Curr-Hdgd | 80.00 (0.00%) | 0.00 Increased by 0.00% | Oct 31, 23 |