| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Karpus Management Inc | 641.49K (24.92%) | -12.43K Decreased by -1.94% | Sep 30, 23 |
| 2 | Hudson Bay Capital Management LP | 450.00K (17.48%) | 225.00K Increased by +50.00% | Sep 30, 23 |
| 3 | First Trust Capital Management L.P. | 417.50K (16.22%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | Meteora Capital, LLC | 379.28K (14.73%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | Wolverine Asset Management LLC | 341.53K (13.27%) | -1.11K Decreased by -0.33% | Sep 30, 23 |
| 6 | Yakira Capital Management, Inc. | 265.00K (10.29%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | RiverNorth Capital Management, LLC | 258.46K (10.04%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Periscope Capital Inc. | 200.00K (7.77%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | Shaolin Capital Management LLC | 200.00K (7.77%) | 200.00K Increased by +100.00% | Sep 30, 23 |
| 10 | Cnh Partners, LLC | 199.20K (7.74%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Radcliffe Group Inc | 198.53K (7.71%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 12 | Berkley W R Corp | 145.66K (5.66%) | 53.73K Increased by +36.89% | Sep 30, 23 |
| 13 | Fir Tree Inc | 139.88K (5.43%) | 49.06K Increased by +35.07% | Sep 30, 23 |
| 14 | KIM, LLC | 119.84K (4.66%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Mizuho Securities USA Inc | 70.52K (2.74%) | 45.40K Increased by +64.38% | Dec 31, 23 |
| 16 | Exos TFP Holdings LLC | 34.13K (1.33%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | CAAS CAPITAL MANAGEMENT LP | 21.40K (0.83%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Warberg Asset Management LLC | 18.01K (0.70%) | 1.00K Increased by +5.58% | Sep 30, 23 |
| 19 | BMO Capital Markets Corp. | 11.86K (0.46%) | 11.86K Increased by +100.00% | Sep 30, 23 |
| 20 | Bank of Montreal | 11.86K (0.46%) | 11.86K Increased by +100.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 400.00K (15.54%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | Karpus Conservative Balanced | 199.45K (7.75%) | -2.77K Decreased by -1.39% | Dec 31, 23 |
| 3 | Karpus Taxable Fixed Income | 176.90K (6.87%) | -2.77K Decreased by -1.57% | Dec 31, 23 |
| 4 | Karpus Tax Sensitive Fixed Income | 162.47K (6.31%) | -3.00K Decreased by -1.85% | Dec 31, 23 |
| 5 | RiverNorth Opportunities | 64.61K (2.51%) | 0.00 Increased by 0.00% | Oct 31, 23 |
| 6 | AQR Diversified Arbitrage I | 57.11K (2.22%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | First Trust Alternative Opportunities I | 19.24K (0.75%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Karpus Growth Balanced | 8.60K (0.33%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 9 | First Trust Multi-Strategy Cl I | 5.00K (0.19%) | 0.00 Increased by 0.00% | Sep 30, 23 |