| Rank | ETF | Weight % in ETF |
|---|---|---|
| 1 | SPC | 3.67% |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Capital Management L.P. | 1.63M (43.95%) | 575.37K Increased by +35.27% | Sep 30, 23 |
| 2 | Westchester Capital Management LLC | 1.34M (36.19%) | 252.46K Increased by +18.80% | Sep 30, 23 |
| 3 | Glazer Capital, LLC | 1.22M (32.83%) | -7.00K Decreased by -0.57% | Sep 30, 23 |
| 4 | Linden Advisors LLC | 1.00M (26.95%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | Fir Tree Inc | 859.10K (23.15%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | Berkley W R Corp | 831.04K (22.39%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | D. E. Shaw & Co LP | 759.40K (20.46%) | 759.40K Increased by +100.00% | Sep 30, 23 |
| 8 | Polar Asset Management Partners | 750.00K (20.21%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | Radcliffe Group Inc | 711.04K (19.16%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Centiva Capital, LP | 630.00K (16.98%) | 630.00K Increased by +100.00% | Sep 30, 23 |
| 11 | Meteora Capital, LLC | 578.03K (15.58%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 12 | Periscope Capital Inc. | 571.15K (15.39%) | 71.15K Increased by +12.46% | Sep 30, 23 |
| 13 | Cnh Partners, LLC | 513.63K (13.84%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | COWEN AND COMPANY, LLC | 487.43K (13.13%) | 380.59K Increased by +78.08% | Sep 30, 23 |
| 15 | Verition Fund Managegment, LLC | 478.97K (12.91%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | KIM, LLC | 475.00K (12.80%) | 25.00K Increased by +5.26% | Sep 30, 23 |
| 17 | Shaolin Capital Management LLC | 475.00K (12.80%) | 475.00K Increased by +100.00% | Sep 30, 23 |
| 18 | Mizuho Securities USA Inc | 425.00K (11.45%) | -228.38K Decreased by -53.74% | Dec 31, 23 |
| 19 | Atlas Merchant Capital LLC | 400.00K (10.78%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | UBS O'Connor LLC | 356.07K (9.59%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 1.60M (43.12%) | 20.00K Increased by +1.25% | Dec 31, 23 |
| 2 | The Merger Fund A | 1.02M (27.50%) | 124.07K Increased by +12.16% | Sep 30, 23 |
| 3 | Virtus Westchester Event-Driven Fd I | 189.38K (5.10%) | 105.66K Increased by +55.79% | Sep 30, 23 |
| 4 | JNL Multi-Manager Alternative A | 68.21K (1.84%) | 15.51K Increased by +22.74% | Dec 31, 23 |
| 5 | JNL/Westchester Capital Event Driven A | 32.62K (0.88%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 6 | AQR Sustainable Corp Abtg IAU1F USD Acc | 27.85K (0.75%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | First Trust Multi-Strategy Cl I | 25.00K (0.67%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Principal Global Multi-Strategy Instl | 20.88K (0.56%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 9 | JPM Multi-Manager Alt C (acc) USD | 16.02K (0.43%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 10 | Virtus Westchester Credit Event Fd I | 14.12K (0.38%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | K2 Alternative Strategies R6 | 13.12K (0.35%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 12 | The Merger Fund VL I | 12.90K (0.35%) | 2.40K Increased by +18.57% | Sep 30, 23 |