Top 20 ETF stock exposure

Rank ETF Weight % in ETF
1 PEJ 3.34%
2 SMMV 0.16%
3 IWN 0.13%
4 IWN 0.10%
5 JKL 0.07%
6 ISCV 0.06%
7 IWM 0.06%
8 IWM 0.05%
9 JKK 0.03%
10 ISCG 0.03%
11 ISCB 0.03%
12 JKJ 0.03%
13 ISCG 0.03%
14 JKK 0.03%
15 JKL 0.03%
16 ISCV 0.03%
17 WSML 0.01%
18 ITOT 0.00%
19 IWV 0.00%
20 ITOT 0.00%

Top 20 institutional holders

Rank Holder SharesFloat % Change Date reported
1 Saba Capital Management, LP 1.18M (11.81%) 0.00
Increased by 0.00%
Sep 30, 22
2 Shaolin Capital Management LLC 952.51K (9.56%) 77.51K
Increased by +8.14%
Sep 30, 22
3 Periscope Capital Inc. 800.46K (8.03%) 820.00
Increased by +0.10%
Sep 30, 22
4 Polar Asset Management Partners 610.00K (6.12%) 0.00
Increased by 0.00%
Dec 31, 22
5 Cubist Systematic Strategies, LLC 532.92K (5.35%) -5.41K
Decreased by -1.02%
Dec 31, 22
6 D. E. Shaw & Co LP 485.94K (4.88%) 0.00
Increased by 0.00%
Dec 31, 22
7 Castle Creek Arbitrage, LLC 400.00K (4.01%) 400.00K
Increased by +100.00%
Sep 30, 22
8 Hudson Bay Capital Management LP 400.00K (4.01%) 0.00
Increased by 0.00%
Sep 30, 22
9 RiverNorth Capital Management, LLC 400.00K (4.01%) 0.00
Increased by 0.00%
Sep 30, 22
10 HSBC Holdings PLC 358.00K (3.59%) 0.00
Increased by 0.00%
Sep 30, 22
11 Verition Fund Managegment, LLC 350.37K (3.52%) -147.78K
Decreased by -42.18%
Sep 30, 22
12 Whitebox Advisors, LLC 300.00K (3.01%) 0.00
Increased by 0.00%
Dec 31, 22
13 Berkley W R Corp 280.89K (2.82%) 0.00
Increased by 0.00%
Sep 30, 22
14 RPO LLC 279.00K (2.80%) 279.00K
Increased by +100.00%
Sep 30, 22
15 Marshall Wace Asset Management Ltd 255.41K (2.56%) 0.00
Increased by 0.00%
Sep 30, 22
16 Mmcap International Inc. Spc 250.00K (2.51%) 0.00
Increased by 0.00%
Sep 30, 22
17 Oaktree Capital Management LLC 250.00K (2.51%) 0.00
Increased by 0.00%
Sep 30, 22
18 Fir Tree Inc 249.50K (2.50%) 0.00
Increased by 0.00%
Sep 30, 22
19 HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS 244.91K (2.46%) 0.00
Increased by 0.00%
Sep 30, 22
20 Weiss Asset Management LP 242.00K (2.43%) 0.00
Increased by 0.00%
Sep 30, 22

Top 20 mutual fund holders

Rank Holder SharesFloat % Change Date reported
1 NexPoint Merger Arbitrage Z 244.91K (2.46%) 0.00
Increased by 0.00%
Sep 30, 22
2 Calamos Market Neutral Income A 200.00K (2.01%) 200.00K
Increased by +100.00%
Dec 31, 22
3 RiverNorth/DoubleLine Strategic Opp Fund 128.27K (1.29%) 0.00
Increased by 0.00%
Sep 30, 22
4 RiverNorth Opportunities 102.44K (1.03%) 0.00
Increased by 0.00%
Oct 31, 22
5 AQR Diversified Arbitrage I 89.68K (0.90%) 0.00
Increased by 0.00%
Dec 31, 22
6 First Trust Merger Arbitrage Cl I 68.43K (0.69%) 0.00
Increased by 0.00%
Dec 31, 22
7 Fidelity® NASDAQ Composite Index® 3.53K (0.04%) 0.00
Increased by 0.00%
Dec 31, 22
8 First Trust Alternative Opportunities I 3.40K (0.03%) 0.00
Increased by 0.00%
Sep 30, 22
9 CrossingBridge Pre-Merger SPAC ETF 2.75K (0.03%) 0.00
Increased by 0.00%
Jan 31, 23
10 O'Connor Event Driven UCITS S1 USD Acc 2.23K (0.02%) 2.23K
Increased by +100.00%
Jun 30, 22
11 Janus HndrsnGlbl Mlt-Strat E2 EUR 1.97K (0.02%) 0.00
Increased by 0.00%
Dec 31, 22
12 Janus Henderson Instl NA Idx Opps I Acc 233.00 (0.00%) 0.00
Increased by 0.00%
Dec 31, 22
13 Janus Henderson Instl ExmpNAIdxOpp Z Acc 73.00 (0.00%) 0.00
Increased by 0.00%
Dec 31, 22