| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Goldman Sachs Group Inc | 1.16M (8.50%) | -292.70K Decreased by -25.30% | Sep 30, 21 |
| 2 | HSBC Holdings PLC | 1.00M (7.35%) | 1.00M Increased by +100.00% | Sep 30, 21 |
| 3 | First Pacific Advisors, LP | 968.90K (7.12%) | 0.00 Increased by 0.00% | Sep 30, 21 |
| 4 | Hudson Bay Capital Management LP | 968.49K (7.11%) | 0.00 Increased by 0.00% | Sep 30, 21 |
| 5 | Millennium Management LLC | 951.30K (6.99%) | 534.74K Increased by +56.21% | Sep 30, 21 |
| 6 | Karpus Management Inc | 928.03K (6.82%) | 58.77K Increased by +6.33% | Sep 30, 21 |
| 7 | Falcon Edge Capital LP | 919.81K (6.76%) | 0.00 Increased by 0.00% | Sep 30, 21 |
| 8 | Marshall Wace Asset Management Ltd | 877.22K (6.44%) | 234.82K Increased by +26.77% | Sep 30, 21 |
| 9 | Citadel Advisors Llc | 869.31K (6.39%) | 19.81K Increased by +2.28% | Sep 30, 21 |
| 10 | Omni Partners US LLC | 808.47K (5.94%) | 64.25K Increased by +7.95% | Sep 30, 21 |
| 11 | JPMorgan Chase & Co | 803.41K (5.90%) | 145.02K Increased by +18.05% | Sep 30, 21 |
| 12 | Weiss Asset Management LP | 802.60K (5.90%) | -330.26K Decreased by -41.15% | Sep 30, 21 |
| 13 | Beryl Capital Management LLC | 749.93K (5.51%) | 0.00 Increased by 0.00% | Sep 30, 21 |
| 14 | Radcliffe Group Inc | 741.90K (5.45%) | 0.00 Increased by 0.00% | Sep 30, 21 |
| 15 | Polygon Management Ltd | 700.00K (5.14%) | 0.00 Increased by 0.00% | Sep 30, 21 |
| 16 | Tenor Capital Management Co Lp | 700.00K (5.14%) | 0.00 Increased by 0.00% | Sep 30, 21 |
| 17 | Saba Capital Management, LP | 600.00K (4.41%) | 0.00 Increased by 0.00% | Sep 30, 21 |
| 18 | Yakira Capital Management, Inc. | 575.00K (4.22%) | 0.00 Increased by 0.00% | Sep 30, 21 |
| 19 | Magnetar Financial LLC | 571.72K (4.20%) | 571.72K Increased by +100.00% | Sep 30, 21 |
| 20 | Westchester Capital Management LLC | 565.38K (4.15%) | 565.38K Increased by +100.00% | Sep 30, 21 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 465.27K (3.42%) | 330.27K Increased by +70.98% | Sep 30, 21 |
| 2 | The Merger Fund A | 428.66K (3.15%) | 428.66K Increased by +100.00% | Sep 30, 21 |
| 3 | Picton Mahoney Fortified Arbtrg Pl Alt F | 166.60K (1.22%) | 166.60K Increased by +100.00% | Jun 30, 21 |
| 4 | Nedgroup Inv Funds Global Flex A USD Acc | 80.56K (0.59%) | 0.00 Increased by 0.00% | Nov 30, 21 |
| 5 | Virtus Westchester Event-Driven Fd I | 75.46K (0.55%) | 75.46K Increased by +100.00% | Sep 30, 21 |
| 6 | Special Opportunities Fund | 61.00K (0.45%) | 61.00K Increased by +100.00% | Sep 30, 21 |
| 7 | GAM Star (Lux) - Merger Arbitrage D CHF | 56.56K (0.42%) | 0.00 Increased by 0.00% | Oct 31, 21 |
| 8 | Picton Mahoney Fortified Arbtrg Alt Fd F | 35.90K (0.26%) | 35.90K Increased by +100.00% | Jun 30, 21 |
| 9 | JNL/Westchester Capital Event Driven A | 30.18K (0.22%) | 30.18K Increased by +100.00% | Sep 30, 21 |
| 10 | RiverNorth Marketplace Lending Corp | 26.49K (0.19%) | 26.49K Increased by +100.00% | Sep 30, 21 |
| 11 | JNL Multi-Manager Alternative A | 22.48K (0.17%) | 12.04K Increased by +53.59% | Sep 30, 21 |
| 12 | Greenspring | 19.59K (0.14%) | 0.00 Increased by 0.00% | Aug 31, 21 |
| 13 | RiverNorth Opportunities | 12.66K (0.09%) | 12.66K Increased by +100.00% | Oct 31, 21 |
| 14 | Picton Mahoney Arbitrage Fund F | 10.40K (0.08%) | 10.40K Increased by +100.00% | Jun 30, 21 |
| 15 | Lyxor/Tiedemann Arbitrage Strat I USD | 7.83K (0.06%) | 7.83K Increased by +100.00% | Nov 30, 21 |
| 16 | The Merger Fund VL I | 5.96K (0.04%) | 5.96K Increased by +100.00% | Sep 30, 21 |
| 17 | Virtus Westchester Credit Event Fd I | 2.28K (0.02%) | 2.28K Increased by +100.00% | Sep 30, 21 |
| 18 | First Trust Alternative Opports Cl I | 705.00 (0.01%) | 705.00 Increased by +100.00% | Sep 30, 21 |