| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Westchester Capital Management LLC | 2.87M (63.84%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | Atlas Merchant Capital LLC | 2.40M (53.46%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Marshall Wace Asset Management Ltd | 2.39M (53.13%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | Cnh Partners, LLC | 2.37M (52.85%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | UBS O'Connor LLC | 2.27M (50.42%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | Nomura Holdings Inc | 2.25M (50.07%) | 680.00K Increased by +30.22% | Sep 30, 23 |
| 7 | Saba Capital Management, LP | 2.21M (49.10%) | -300.00 Decreased by -0.01% | Sep 30, 23 |
| 8 | Moore Capital Management, LP | 2.00M (44.51%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | Goldman Sachs Group Inc | 1.66M (36.86%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Millennium Management LLC | 1.63M (36.27%) | -10.00K Decreased by -0.61% | Sep 30, 23 |
| 11 | Periscope Capital Inc. | 1.52M (33.82%) | 3.70K Increased by +0.24% | Sep 30, 23 |
| 12 | TD Asset Management Inc | 1.50M (33.38%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 13 | Schechter Investment Advisors, LLC | 1.46M (32.47%) | -87.50K Decreased by -6.00% | Dec 31, 23 |
| 14 | Highbridge Capital Management, LLC | 1.42M (31.60%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Barclays PLC | 1.39M (30.82%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | First Trust Capital Management L.P. | 1.38M (30.65%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | Alberta Investment Management Corp | 1.25M (27.82%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Linden Advisors LLC | 1.25M (27.81%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 19 | Davidson Kempner Capital Management LP | 1.00M (22.25%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | Two Sigma Investments LLC | 926.77K (20.62%) | 21.77K Increased by +2.35% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | The Merger Fund A | 2.33M (51.80%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | First Trust Merger Arbitrage Cl I | 1.34M (29.87%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 3 | TD Global Conservative Opps - I | 1.28M (28.53%) | 0.00 Increased by 0.00% | Jun 30, 23 |
| 4 | Picton Mahoney Fortified Arbtrg Pl Alt F | 380.80K (8.47%) | 0.00 Increased by 0.00% | Jun 30, 23 |
| 5 | Virtus Westchester Event-Driven Fd I | 248.42K (5.53%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | TD Global Balanced Opportunities - I | 217.80K (4.85%) | 0.00 Increased by 0.00% | Jun 30, 23 |
| 7 | JNL Multi-Manager Alternative A | 107.12K (2.38%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 8 | JNL/Westchester Capital Event Driven A | 89.02K (1.98%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | Accelerate Arbitrage ETF | 84.91K (1.89%) | 58.60K Increased by +69.02% | Dec 31, 23 |
| 10 | Horizon Kinetics SPAC Active ETF | 70.57K (1.57%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 11 | RiverNorth Opportunities | 68.61K (1.53%) | 68.61K Increased by +100.00% | Oct 31, 23 |
| 12 | High Income Securities | 64.34K (1.43%) | 45.23K Increased by +70.31% | Nov 30, 23 |
| 13 | Robinson Alternative Yld Pr-Mrgr SPACETF | 37.99K (0.85%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 14 | First Trust Alternative Opportunities I | 32.79K (0.73%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | AQR Diversified Arbitrage I | 31.90K (0.71%) | 31.90K Increased by +100.00% | Dec 31, 23 |
| 16 | SPAC and New Issue ETF | 30.00K (0.67%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 17 | The Merger Fund VL I | 28.12K (0.63%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | GAM Multistock - Merger Arbitrage R EUR | 24.00K (0.53%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 19 | RiverNorth Ehd PMgr SPAC ETF | 21.14K (0.47%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 20 | Robinson Opportunistic Income Instl | 20.00K (0.45%) | 0.00 Increased by 0.00% | Sep 30, 23 |