| Rank | ETF | Weight % in ETF |
|---|---|---|
| 1 | SPAX | 2.91% |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Westchester Capital Management LLC | 839.25K (11.54%) | 539.25K Increased by +64.25% | Sep 30, 23 |
| 2 | KIM, LLC | 600.00K (8.25%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Fir Tree Inc | 500.00K (6.88%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | COWEN AND COMPANY, LLC | 445.94K (6.13%) | 328.05K Increased by +73.56% | Sep 30, 23 |
| 5 | Radcliffe Group Inc | 442.83K (6.09%) | 142.84K Increased by +32.25% | Sep 30, 23 |
| 6 | Kepos Capital LP | 400.00K (5.50%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | Sandia Investment Management LP | 300.00K (4.13%) | 300.00K Increased by +100.00% | Sep 30, 23 |
| 8 | Centiva Capital, LP | 295.00K (4.06%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | Schechter Investment Advisors, LLC | 285.90K (3.93%) | -5.17K Decreased by -1.81% | Sep 30, 23 |
| 10 | Periscope Capital Inc. | 255.87K (3.52%) | 255.87K Increased by +100.00% | Sep 30, 23 |
| 11 | Gritstone Asset Management LLC | 249.26K (3.43%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 12 | Bulldog Investors, LLC | 206.87K (2.85%) | 162.78K Increased by +78.69% | Sep 30, 23 |
| 13 | P Schoenfeld Asset Mgmt LP(NY) | 201.06K (2.77%) | -48.94K Decreased by -24.34% | Sep 30, 23 |
| 14 | First Trust Capital Management L.P. | 177.72K (2.44%) | 177.72K Increased by +100.00% | Sep 30, 23 |
| 15 | Berkley W R Corp | 99.57K (1.37%) | 99.57K Increased by +100.00% | Sep 30, 23 |
| 16 | Deltec Asset Management LLC | 98.36K (1.35%) | 98.36K Increased by +100.00% | Sep 30, 23 |
| 17 | Mangrove Partners | 97.34K (1.34%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | D. E. Shaw & Co LP | 95.78K (1.32%) | 95.78K Increased by +100.00% | Sep 30, 23 |
| 19 | Wolverine Asset Management LLC | 93.87K (1.29%) | -117.27K Decreased by -124.94% | Sep 30, 23 |
| 20 | Highbridge Capital Management, LLC | 84.00K (1.16%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | The Merger Fund A | 606.37K (8.34%) | -917.43K Decreased by -151.30% | Sep 30, 23 |
| 2 | First Trust Merger Arbitrage Cl I | 593.93K (8.17%) | 419.26K Increased by +70.59% | Dec 31, 23 |
| 3 | Virtus Westchester Event-Driven Fd I | 87.88K (1.21%) | 72.56K Increased by +82.57% | Sep 30, 23 |
| 4 | Virtus Westchester Credit Event Fd I | 60.00K (0.83%) | 30.64K Increased by +51.06% | Sep 30, 23 |
| 5 | High Income Securities | 40.96K (0.56%) | -29.49K Decreased by -71.99% | Nov 30, 23 |
| 6 | Robinson Alternative Yld Pr-Mrgr SPACETF | 40.69K (0.56%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 7 | JNL Multi-Manager Alternative A | 39.77K (0.55%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 8 | Robinson Opportunistic Income Instl | 20.00K (0.28%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | JNL/Westchester Capital Event Driven A | 19.29K (0.27%) | 14.21K Increased by +73.69% | Sep 30, 23 |
| 10 | The Merger Fund VL I | 7.46K (0.10%) | -3.60K Decreased by -48.25% | Sep 30, 23 |
| 11 | Principal Global Multi-Strategy Instl | 6.46K (0.09%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 12 | First Trust Multi-Strategy Cl I | 1.88K (0.03%) | 1.88K Increased by +100.00% | Sep 30, 23 |