| Rank | ETF | Weight % in ETF |
|---|---|---|
| 1 | SPC | 3.06% |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Hudson Bay Capital Management LP | 1.00M (131.06%) | 500.00K Increased by +50.00% | Sep 30, 23 |
| 2 | First Trust Capital Management L.P. | 749.72K (98.25%) | 623.53K Increased by +83.17% | Sep 30, 23 |
| 3 | Mizuho Securities USA Inc | 613.00K (80.34%) | 390.83K Increased by +63.76% | Sep 30, 23 |
| 4 | Periscope Capital Inc. | 577.95K (75.74%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | Wolverine Asset Management LLC | 484.29K (63.47%) | 80.08K Increased by +16.54% | Sep 30, 23 |
| 6 | ATW SPAC MANAGEMENT LLC | 470.00K (61.60%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | BOOTHBAY FUND MANAGEMENT, LLC | 470.00K (61.60%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Berkley W R Corp | 428.70K (56.18%) | -12.73K Decreased by -2.97% | Sep 30, 23 |
| 9 | Saba Capital Management, LP | 410.00K (53.73%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Calamos Advisors LLC | 350.00K (45.87%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Westchester Capital Management LLC | 348.11K (45.62%) | 348.11K Increased by +100.00% | Sep 30, 23 |
| 12 | Context Capital Management LLC | 305.00K (39.97%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 13 | Polar Asset Management Partners | 300.00K (39.32%) | -250.00K Decreased by -83.33% | Sep 30, 23 |
| 14 | Starboard Value LP | 300.00K (39.32%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | KIM, LLC | 247.25K (32.40%) | 87.50K Increased by +35.39% | Sep 30, 23 |
| 16 | D. E. Shaw & Co LP | 225.00K (29.49%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | Whitebox Advisors, LLC | 200.00K (26.21%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Centiva Capital, LP | 187.76K (24.61%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 19 | Shaolin Capital Management LLC | 175.00K (22.93%) | -122.60K Decreased by -70.06% | Sep 30, 23 |
| 20 | Cnh Partners, LLC | 162.18K (21.25%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 730.81K (95.78%) | 604.64K Increased by +82.74% | Sep 30, 23 |
| 2 | Calamos Market Neutral Income A | 350.00K (45.87%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 3 | The Merger Fund A | 286.71K (37.58%) | 286.71K Increased by +100.00% | Sep 30, 23 |
| 4 | CrossingBridge Pre-Merger SPAC ETF | 189.54K (24.84%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 5 | Virtus Westchester Event-Driven Fd I | 42.53K (5.57%) | 42.53K Increased by +100.00% | Sep 30, 23 |
| 6 | First Trust Multi-Strategy Cl I | 11.24K (1.47%) | 11.23K Increased by +99.89% | Sep 30, 23 |
| 7 | First Trust Alternative Opportunities I | 9.83K (1.29%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Karpus Taxable Fixed Income | 7.35K (0.96%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 9 | Karpus Conservative Balanced | 6.72K (0.88%) | 6.72K Increased by +100.00% | Dec 31, 23 |
| 10 | Virtus Westchester Credit Event Fd I | 6.56K (0.86%) | 6.56K Increased by +100.00% | Sep 30, 23 |
| 11 | Principal Global Multi-Strategy Instl | 6.08K (0.80%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 12 | AQR Sustainable Corp Abtg IAU1F USD Acc | 4.22K (0.55%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 13 | Karpus Growth Balanced | 4.13K (0.54%) | -6.72K Decreased by -163.03% | Dec 31, 23 |
| 14 | The Merger Fund VL I | 3.58K (0.47%) | 3.58K Increased by +100.00% | Sep 30, 23 |
| 15 | Karpus Tax Sensitive Fixed Income | 3.50K (0.46%) | 0.00 Increased by 0.00% | Dec 31, 23 |