| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Kepos Capital LP | 1.60M (72.72%) | 1.60M Increased by +100.00% | Sep 30, 23 |
| 2 | First Trust Capital Management L.P. | 1.50M (68.17%) | -1.31M Decreased by -87.27% | Sep 30, 23 |
| 3 | Westchester Capital Management LLC | 1.33M (60.67%) | -20.10K Decreased by -1.51% | Sep 30, 23 |
| 4 | Periscope Capital Inc. | 1.33M (60.55%) | 9.87K Increased by +0.74% | Sep 30, 23 |
| 5 | Sandia Investment Management LP | 1.27M (57.95%) | 1.27M Increased by +100.00% | Sep 30, 23 |
| 6 | Hudson Bay Capital Management LP | 1.14M (51.99%) | 1.14M Increased by +100.00% | Sep 30, 23 |
| 7 | COWEN AND COMPANY, LLC | 744.05K (33.82%) | 744.05K Increased by +100.00% | Sep 30, 23 |
| 8 | Radcliffe Group Inc | 725.12K (32.96%) | 550.62K Increased by +75.93% | Sep 30, 23 |
| 9 | Verition Fund Managegment, LLC | 700.00K (31.81%) | 533.40K Increased by +76.20% | Sep 30, 23 |
| 10 | P Schoenfeld Asset Mgmt LP(NY) | 504.98K (22.95%) | -867.33K Decreased by -171.76% | Sep 30, 23 |
| 11 | Polar Asset Management Partners | 500.00K (22.72%) | -200.00K Decreased by -40.00% | Sep 30, 23 |
| 12 | Mangrove Partners | 450.00K (20.45%) | 450.00K Increased by +100.00% | Sep 30, 23 |
| 13 | Highbridge Capital Management, LLC | 422.70K (19.21%) | 422.70K Increased by +100.00% | Sep 30, 23 |
| 14 | Karpus Management Inc | 306.98K (13.95%) | 306.98K Increased by +100.00% | Sep 30, 23 |
| 15 | Diametric Capital, LP | 300.00K (13.63%) | 300.00K Increased by +100.00% | Sep 30, 23 |
| 16 | Exos TFP Holdings LLC | 300.00K (13.63%) | 37.97K Increased by +12.65% | Sep 30, 23 |
| 17 | ARENA CAPITAL ADVISORS, LLC | 280.00K (12.73%) | -222.91K Decreased by -79.61% | Sep 30, 23 |
| 18 | Flow State Investments LP | 225.00K (10.23%) | 195.00K Increased by +86.67% | Sep 30, 23 |
| 19 | JPMorgan Chase & Co | 200.00K (9.09%) | 200.00K Increased by +100.00% | Sep 30, 23 |
| 20 | Deltec Asset Management LLC | 113.33K (5.15%) | 85.55K Increased by +75.49% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 1.49M (67.72%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 2 | The Merger Fund A | 1.07M (48.50%) | -25.93K Decreased by -2.43% | Sep 30, 23 |
| 3 | Karpus Taxable Fixed Income | 384.23K (17.46%) | 336.95K Increased by +87.70% | Dec 31, 23 |
| 4 | Karpus Conservative Balanced | 176.53K (8.02%) | 144.18K Increased by +81.67% | Dec 31, 23 |
| 5 | Karpus Growth Balanced | 169.47K (7.70%) | 168.30K Increased by +99.31% | Dec 31, 23 |
| 6 | Virtus Westchester Event-Driven Fd I | 136.59K (6.21%) | 50.34K Increased by +36.86% | Sep 30, 23 |
| 7 | Horizon Kinetics SPAC Active ETF | 70.52K (3.21%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 8 | Virtus Westchester Credit Event Fd I | 37.98K (1.73%) | 37.98K Increased by +100.00% | Sep 30, 23 |
| 9 | Robinson Alternative Yld Pr-Mrgr SPACETF | 36.65K (1.67%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 10 | SPAC and New Issue ETF | 35.71K (1.62%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 11 | JNL Multi-Manager Alternative A | 34.53K (1.57%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 12 | Principal Global Multi-Strategy Instl | 19.54K (0.89%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 13 | High Income Securities | 16.61K (0.75%) | 16.61K Increased by +100.00% | May 31, 23 |
| 14 | JNL/Westchester Capital Event Driven A | 16.50K (0.75%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 15 | Robinson Opportunistic Income Instl | 15.16K (0.69%) | 15.16K Increased by +100.00% | Sep 30, 23 |
| 16 | The Merger Fund VL I | 13.25K (0.60%) | -17.37K Decreased by -131.15% | Sep 30, 23 |