| Rank | ETF | Weight % in ETF |
|---|---|---|
| 1 | SPAX | 3.32% |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Berkley W R Corp | 485.90K (87.32%) | 286.73K Increased by +59.01% | Sep 30, 23 |
| 2 | Arena Investors, LP | 400.00K (71.88%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Cnh Partners, LLC | 400.00K (71.88%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | Fir Tree Inc | 400.00K (71.88%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | Sandia Investment Management LP | 400.00K (71.88%) | 400.00K Increased by +100.00% | Sep 30, 23 |
| 6 | Radcliffe Group Inc | 399.87K (71.86%) | -130.00 Decreased by -0.03% | Sep 30, 23 |
| 7 | Shaolin Capital Management LLC | 399.69K (71.83%) | -311.00 Decreased by -0.08% | Sep 30, 23 |
| 8 | Centiva Capital, LP | 295.10K (53.03%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | Atlas Merchant Capital LLC | 250.00K (44.93%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Quarry LP | 250.00K (44.93%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Westchester Capital Management LLC | 250.00K (44.93%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 12 | COWEN AND COMPANY, LLC | 237.65K (42.71%) | 92.96K Increased by +39.12% | Sep 30, 23 |
| 13 | Glazer Capital, LLC | 225.82K (40.58%) | 225.82K Increased by +100.00% | Sep 30, 23 |
| 14 | Highbridge Capital Management, LLC | 99.94K (17.96%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Advisor Group Holdings, Inc. | 300.00 (0.05%) | 200.00 Increased by +66.67% | Sep 30, 23 |
| 16 | UBS Group AG | 93.00 (0.02%) | 93.00 Increased by +100.00% | Sep 30, 23 |
| 17 | Castle Creek Arbitrage, LLC | 0.00 (0.00%) | -400.00K Decreased by N/A% | Sep 30, 23 |
| 18 | Karpus Management Inc | 0.00 (0.00%) | -119.20K Decreased by N/A% | Jun 30, 23 |
| 19 | Kepos Capital LP | 0.00 (0.00%) | -150.00K Decreased by N/A% | Sep 30, 23 |
| 20 | OZ Management LLC | 0.00 (0.00%) | -934.06K Decreased by N/A% | Jun 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | The Merger Fund A | 203.47K (36.57%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | First Trust Merger Arbitrage Cl I | 145.45K (26.14%) | 145.45K Increased by +100.00% | Dec 31, 23 |
| 3 | Virtus Westchester Event-Driven Fd I | 21.25K (3.82%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | JNL Multi-Manager Alternative A | 10.17K (1.83%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 5 | JNL/Westchester Capital Event Driven A | 7.16K (1.29%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 6 | Principal Global Multi-Strategy Instl | 3.64K (0.65%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 7 | The Merger Fund VL I | 2.42K (0.43%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Fidelity Nasdaq Composite Index | 374.00 (0.07%) | 0.00 Increased by 0.00% | Dec 31, 23 |