| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Radcliffe Group Inc | 461.55K (20.52%) | 122.75K Increased by +26.59% | Sep 30, 23 |
| 2 | Castle Creek Arbitrage, LLC | 350.00K (15.56%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Cnh Partners, LLC | 350.00K (15.56%) | -56.78K Decreased by -16.22% | Sep 30, 23 |
| 4 | Fir Tree Inc | 350.00K (15.56%) | -46.31K Decreased by -13.23% | Sep 30, 23 |
| 5 | First Trust Capital Management L.P. | 350.00K (15.56%) | -1.93M Decreased by -551.05% | Sep 30, 23 |
| 6 | Kepos Capital LP | 350.00K (15.56%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | Periscope Capital Inc. | 350.00K (15.56%) | -150.30K Decreased by -42.94% | Sep 30, 23 |
| 8 | Westchester Capital Management LLC | 341.81K (15.20%) | -729.56K Decreased by -213.44% | Sep 30, 23 |
| 9 | Berkley W R Corp | 298.29K (13.26%) | 196.90K Increased by +66.01% | Sep 30, 23 |
| 10 | COWEN AND COMPANY, LLC | 205.15K (9.12%) | 205.15K Increased by +100.00% | Sep 30, 23 |
| 11 | Glazer Capital, LLC | 175.25K (7.79%) | -282.91K Decreased by -161.43% | Sep 30, 23 |
| 12 | Centiva Capital, LP | 150.00K (6.67%) | -200.00K Decreased by -133.33% | Sep 30, 23 |
| 13 | Spartan Fund Management Inc. | 100.00K (4.45%) | 100.00K Increased by +100.00% | Sep 30, 23 |
| 14 | Tenor Capital Management Co Lp | 100.00K (4.45%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Highbridge Capital Management, LLC | 87.50K (3.89%) | -262.50K Decreased by -300.00% | Sep 30, 23 |
| 16 | Walleye Trading Advisors, LLC | 63.36K (2.82%) | -145.81K Decreased by -230.13% | Sep 30, 23 |
| 17 | Robinson Capital Management, Inc. | 45.43K (2.02%) | 45.43K Increased by +100.00% | Sep 30, 23 |
| 18 | Toroso Investments LLC | 45.18K (2.01%) | 45.18K Increased by +100.00% | Sep 30, 23 |
| 19 | Walleye Trading LLC | 35.64K (1.58%) | -53.89K Decreased by -151.21% | Sep 30, 23 |
| 20 | Bulldog Investors, LLC | 28.00K (1.24%) | 28.00K Increased by +100.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 330.00K (14.67%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 2 | The Merger Fund A | 284.38K (12.64%) | -593.05K Decreased by -208.54% | Sep 30, 23 |
| 3 | Picton Mahoney Fortified Arbtrg Pl Alt F | 277.40K (12.33%) | 0.00 Increased by 0.00% | Jun 30, 23 |
| 4 | Robinson Alternative Yld Pr-Mrgr SPACETF | 39.26K (1.75%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 5 | SPAC and New Issue ETF | 35.00K (1.56%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 6 | Virtus Westchester Event-Driven Fd I | 30.61K (1.36%) | -50.59K Decreased by -165.27% | Sep 30, 23 |
| 7 | First Trust Multi-Strategy Cl I | 12.00K (0.53%) | 12.00K Increased by +100.00% | Sep 30, 23 |
| 8 | JNL Multi-Manager Alternative A | 11.07K (0.49%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 9 | JNL/Westchester Capital Event Driven A | 6.72K (0.30%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 10 | Principal Global Multi-Strategy Instl | 4.38K (0.19%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 11 | The Merger Fund VL I | 2.59K (0.12%) | -12.74K Decreased by -492.62% | Sep 30, 23 |
| 12 | Accelerate Arbitrage ETF | 130.00 (0.01%) | 0.00 Increased by 0.00% | Jan 31, 24 |