| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Capital Management L.P. | 1.22M (35.70%) | 92.72K Increased by +7.62% | Sep 30, 23 |
| 2 | Westchester Capital Management LLC | 905.00K (26.54%) | 325.21K Increased by +35.94% | Sep 30, 23 |
| 3 | Periscope Capital Inc. | 857.76K (25.15%) | 57.76K Increased by +6.73% | Sep 30, 23 |
| 4 | Aristeia Capital, LLC | 755.00K (22.14%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | Centiva Capital, LP | 616.31K (18.07%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | Cnh Partners, LLC | 612.42K (17.96%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | Picton Mahoney Asset Management | 550.00K (16.13%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Mizuho Securities USA Inc | 532.69K (15.62%) | 22.66K Increased by +4.25% | Sep 30, 23 |
| 9 | Saba Capital Management, LP | 520.39K (15.26%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Polar Asset Management Partners | 500.00K (14.66%) | -150.00K Decreased by -30.00% | Sep 30, 23 |
| 11 | Berkley W R Corp | 477.39K (14.00%) | 149.15K Increased by +31.24% | Sep 30, 23 |
| 12 | Magnetar Financial LLC | 428.11K (12.55%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 13 | Apollo Management Holdings, L.P. | 400.00K (11.73%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | D. E. Shaw & Co LP | 400.00K (11.73%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Fir Tree Inc | 400.00K (11.73%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | HGC Investment Management Inc. | 400.00K (11.73%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | Kepos Capital LP | 400.00K (11.73%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Shaolin Capital Management LLC | 400.00K (11.73%) | -173.19K Decreased by -43.30% | Sep 30, 23 |
| 19 | Walleye Trading Advisors, LLC | 399.94K (11.73%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | Wolverine Asset Management LLC | 366.60K (10.75%) | 31.27K Increased by +8.53% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 1.15M (33.79%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 2 | The Merger Fund A | 708.56K (20.78%) | 238.30K Increased by +33.63% | Sep 30, 23 |
| 3 | Picton Mahoney Fortified Arbtrg Pl Alt F | 380.00K (11.14%) | 0.00 Increased by 0.00% | Jun 30, 23 |
| 4 | AQR Diversified Arbitrage I | 146.29K (4.29%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 5 | Virtus Westchester Event-Driven Fd I | 102.69K (3.01%) | 54.54K Increased by +53.11% | Sep 30, 23 |
| 6 | SPAC and New Issue ETF | 40.00K (1.17%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 7 | First Trust Multi-Strategy Cl I | 38.70K (1.13%) | 13.70K Increased by +35.40% | Sep 30, 23 |
| 8 | JNL Multi-Manager Alternative A | 37.13K (1.09%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 9 | AQR Sustainable Corp Abtg IAU1F USD Acc | 35.76K (1.05%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Robinson Alternative Yld Pr-Mrgr SPACETF | 29.08K (0.85%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 11 | JNL/Westchester Capital Event Driven A | 22.54K (0.66%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 12 | Principal Global Multi-Strategy Instl | 14.67K (0.43%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 13 | The Merger Fund VL I | 8.72K (0.26%) | 3.21K Increased by +36.75% | Sep 30, 23 |
| 14 | Virtus Westchester Credit Event Fd I | 3.77K (0.11%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Fidelity Nasdaq Composite Index | 2.83K (0.08%) | 2.83K Increased by +100.00% | Dec 31, 23 |
| 16 | Accelerate Arbitrage ETF | 88.00 (0.00%) | 0.00 Increased by 0.00% | Jan 31, 24 |