| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Radcliffe Group Inc | 1.97M (201.22%) | -203.00 Decreased by -0.01% | Sep 30, 23 |
| 2 | Magnetar Financial LLC | 1.93M (196.56%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Aristeia Capital, LLC | 1.81M (184.72%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | First Trust Capital Management L.P. | 1.35M (137.20%) | 224.00 Increased by +0.02% | Sep 30, 23 |
| 5 | HGC Investment Management Inc. | 1.14M (115.74%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | KIM, LLC | 980.00K (99.85%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | Polar Asset Management Partners | 980.00K (99.85%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Westchester Capital Management LLC | 866.81K (88.31%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | Linden Advisors LLC | 862.44K (87.87%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Millennium Management LLC | 802.85K (81.80%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Atalaya Capital Management LP | 796.45K (81.15%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 12 | Picton Mahoney Asset Management | 760.08K (77.44%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 13 | Karpus Management Inc | 581.38K (59.23%) | 238.25K Increased by +40.98% | Sep 30, 23 |
| 14 | Calamos Advisors LLC | 500.00K (50.94%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Bank of America Corp | 391.13K (39.85%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | Sage Rock Capital Management LP | 387.17K (39.45%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | Verition Fund Managegment, LLC | 369.42K (37.64%) | 252.30K Increased by +68.30% | Sep 30, 23 |
| 18 | State Of Wisconsin Investment Board | 355.51K (36.22%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 19 | Glazer Capital, LLC | 264.54K (26.95%) | 695.00 Increased by +0.26% | Sep 30, 23 |
| 20 | Exos TFP Holdings LLC | 244.54K (24.91%) | -28.61K Decreased by -11.70% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | The Merger Fund A | 749.25K (76.34%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | First Trust Merger Arbitrage Cl I | 561.58K (57.22%) | -740.03K Decreased by -131.78% | Dec 31, 23 |
| 3 | Calamos Market Neutral Income A | 500.00K (50.94%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | Picton Mahoney Fortified Arbtrg Pl Alt F | 440.88K (44.92%) | 0.00 Increased by 0.00% | Jun 30, 23 |
| 5 | Blackstone Alternative Multi-Strategy I | 375.02K (38.21%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | Karpus Tax Sensitive Fixed Income | 131.30K (13.38%) | 7.00K Increased by +5.33% | Sep 30, 23 |
| 7 | Karpus Taxable Fixed Income | 70.25K (7.16%) | -1.75K Decreased by -2.49% | Sep 30, 23 |
| 8 | Picton Mahoney Fortified Arbtrg Alt Fd F | 66.20K (6.74%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | Karpus Conservative Balanced | 58.65K (5.98%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Virtus Westchester Event-Driven Fd I | 45.24K (4.61%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Karpus Growth Balanced | 38.00K (3.87%) | -1.40K Decreased by -3.68% | Sep 30, 23 |
| 12 | First Trust Multi-Strategy Cl I | 25.00K (2.55%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 13 | SPAC and New Issue ETF | 20.00K (2.04%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 14 | JNL/Westchester Capital Event Driven A | 15.78K (1.61%) | 3.63K Increased by +23.03% | Sep 30, 23 |
| 15 | Picton Mahoney Arbitrage Fund F | 13.60K (1.39%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | JNL Multi-Manager Alternative A | 9.02K (0.92%) | -25.26K Decreased by -280.17% | Dec 31, 23 |
| 17 | The Merger Fund VL I | 8.45K (0.86%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Robinson Alternative Yld Pr-Mrgr SPACETF | 4.99K (0.51%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 19 | Fidelity Nasdaq Composite Index | 2.55K (0.26%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 20 | Virtus Westchester Credit Event Fd I | 1.79K (0.18%) | 0.00 Increased by 0.00% | Sep 30, 23 |