| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | RiverNorth Capital Management, LLC | 742.50K (35.07%) | -742.50K Decreased by -100.00% | Sep 30, 23 |
| 2 | Saba Capital Management, LP | 340.53K (16.09%) | -154.47K Decreased by -45.36% | Sep 30, 23 |
| 3 | Mizuho Securities USA Inc | 316.00K (14.93%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 4 | Periscope Capital Inc. | 300.00K (14.17%) | -1.07M Decreased by -355.50% | Sep 30, 23 |
| 5 | Walleye Trading Advisors, LLC | 276.00K (13.04%) | 276.00K Increased by +100.00% | Sep 30, 23 |
| 6 | KIM, LLC | 224.49K (10.60%) | 150.00K Increased by +66.82% | Sep 30, 23 |
| 7 | Cnh Partners, LLC | 205.35K (9.70%) | -205.35K Decreased by -100.00% | Sep 30, 23 |
| 8 | Westchester Capital Management LLC | 184.00K (8.69%) | 184.00K Increased by +100.00% | Sep 30, 23 |
| 9 | Verition Fund Managegment, LLC | 180.00K (8.50%) | 180.00K Increased by +100.00% | Sep 30, 23 |
| 10 | Spartan Fund Management Inc. | 149.35K (7.06%) | 124.35K Increased by +83.26% | Sep 30, 23 |
| 11 | Wolverine Asset Management LLC | 136.69K (6.46%) | 136.69K Increased by +100.00% | Sep 30, 23 |
| 12 | Walleye Trading LLC | 124.00K (5.86%) | 124.00K Increased by +100.00% | Sep 30, 23 |
| 13 | Deltec Asset Management LLC | 75.00K (3.54%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 14 | Yakira Capital Management, Inc. | 59.27K (2.80%) | 59.27K Increased by +100.00% | Sep 30, 23 |
| 15 | CLEAR STREET LLC | 53.18K (2.51%) | 31.75K Increased by +59.71% | Sep 30, 23 |
| 16 | Berkley W R Corp | 33.06K (1.56%) | 33.06K Increased by +100.00% | Sep 30, 23 |
| 17 | COWEN AND COMPANY, LLC | 17.66K (0.83%) | 17.66K Increased by +100.00% | Sep 30, 23 |
| 18 | First Trust Capital Management L.P. | 16.11K (0.76%) | 16.11K Increased by +100.00% | Sep 30, 23 |
| 19 | Virtu Financial LLC | 15.97K (0.75%) | 4.50K Increased by +28.21% | Sep 30, 23 |
| 20 | ELEQUIN CAPITAL LP | 1.10K (0.05%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | The Merger Fund A | 142.35K (6.72%) | 142.35K Increased by +100.00% | Sep 30, 23 |
| 2 | AQR Diversified Arbitrage I | 69.21K (3.27%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 3 | High Income Securities | 40.01K (1.89%) | 40.01K Increased by +100.00% | May 31, 23 |
| 4 | Virtus Westchester Event-Driven Fd I | 20.62K (0.97%) | 20.62K Increased by +100.00% | Sep 30, 23 |
| 5 | First Trust Multi-Strategy Cl I | 9.91K (0.47%) | 9.91K Increased by +100.00% | Sep 30, 23 |
| 6 | JNL Multi-Manager Alternative A | 7.45K (0.35%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 7 | AQR Sustainable Corp Abtg IAU1F USD Acc | 4.63K (0.22%) | -4.63K Decreased by -100.00% | Sep 30, 23 |
| 8 | JNL/Westchester Capital Event Driven A | 4.54K (0.21%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 9 | Accelerate Arbitrage ETF | 3.79K (0.18%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 10 | Virtus Westchester Credit Event Fd I | 2.96K (0.14%) | 2.96K Increased by +100.00% | Sep 30, 23 |
| 11 | Principal Global Multi-Strategy Instl | 2.94K (0.14%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 12 | The Merger Fund VL I | 1.75K (0.08%) | 1.75K Increased by +100.00% | Sep 30, 23 |
| 13 | Fidelity Nasdaq Composite Index | 1.55K (0.07%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 14 | KSM Active SPAC & NextGen IPO Curr-Hdgd | 180.00 (0.01%) | 0.00 Increased by 0.00% | Oct 31, 23 |