| Rank | ETF | Weight % in ETF |
|---|---|---|
| 1 | SPCX | 2.72% |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Sea Otter Advisors LLC | 265.32K (11.21%) | 265.32K Increased by +100.00% | Sep 30, 23 |
| 2 | Highbridge Capital Management, LLC | 200.05K (8.45%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Fir Tree Inc | 200.00K (8.45%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | Polar Asset Management Partners | 200.00K (8.45%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | Mizuho Securities USA Inc | 197.10K (8.32%) | 52.10K Increased by +26.43% | Dec 31, 23 |
| 6 | Periscope Capital Inc. | 177.20K (7.48%) | -17.09K Decreased by -9.64% | Sep 30, 23 |
| 7 | Sandia Investment Management LP | 152.44K (6.44%) | 152.44K Increased by +100.00% | Sep 30, 23 |
| 8 | Antara Capital LP | 133.33K (5.63%) | 133.33K Increased by +100.00% | Sep 30, 23 |
| 9 | Radcliffe Group Inc | 115.39K (4.87%) | -84.61K Decreased by -73.32% | Sep 30, 23 |
| 10 | LMR Partners LLP | 100.00K (4.22%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Westchester Capital Management LLC | 100.00K (4.22%) | 100.00K Increased by +100.00% | Sep 30, 23 |
| 12 | Tuttle Capital Management, LLC | 36.00K (1.52%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 13 | Virtu Financial LLC | 34.51K (1.46%) | 34.51K Increased by +100.00% | Sep 30, 23 |
| 14 | First Trust Capital Management L.P. | 26.83K (1.13%) | 26.83K Increased by +100.00% | Sep 30, 23 |
| 15 | CAAS CAPITAL MANAGEMENT LP | 23.70K (1.00%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | UBS Group AG | 59.00 (0.00%) | 59.00 Increased by +100.00% | Sep 30, 23 |
| 17 | BMO Capital Markets Corp. | 0.00 (0.00%) | -293.31K Decreased by N/A% | Jun 30, 23 |
| 18 | Bank of Montreal | 0.00 (0.00%) | -293.31K Decreased by N/A% | Jun 30, 23 |
| 19 | COWEN AND COMPANY, LLC | 0.00 (0.00%) | -99.00K Decreased by N/A% | Sep 30, 23 |
| 20 | Deutsche Bank AG | 0.00 (0.00%) | -10.00 Decreased by N/A% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | JNL Multi-Manager Alternative A | 56.56K (2.39%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 2 | Virtus Westchester Credit Event Fd I | 43.44K (1.83%) | 43.44K Increased by +100.00% | Sep 30, 23 |
| 3 | SPAC and New Issue ETF | 36.00K (1.52%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 4 | First Trust Multi-Strategy Cl I | 16.50K (0.70%) | 16.50K Increased by +100.00% | Sep 30, 23 |