Top 20 ETF stock exposure

Rank ETF Weight % in ETF
1 SPCX 2.72%

Top 20 institutional holders

Rank Holder SharesFloat % Change Date reported
1 Sea Otter Advisors LLC 265.32K (11.21%) 265.32K
Increased by +100.00%
Sep 30, 23
2 Highbridge Capital Management, LLC 200.05K (8.45%) 0.00
Increased by 0.00%
Sep 30, 23
3 Fir Tree Inc 200.00K (8.45%) 0.00
Increased by 0.00%
Sep 30, 23
4 Polar Asset Management Partners 200.00K (8.45%) 0.00
Increased by 0.00%
Sep 30, 23
5 Mizuho Securities USA Inc 197.10K (8.32%) 52.10K
Increased by +26.43%
Dec 31, 23
6 Periscope Capital Inc. 177.20K (7.48%) -17.09K
Decreased by -9.64%
Sep 30, 23
7 Sandia Investment Management LP 152.44K (6.44%) 152.44K
Increased by +100.00%
Sep 30, 23
8 Antara Capital LP 133.33K (5.63%) 133.33K
Increased by +100.00%
Sep 30, 23
9 Radcliffe Group Inc 115.39K (4.87%) -84.61K
Decreased by -73.32%
Sep 30, 23
10 LMR Partners LLP 100.00K (4.22%) 0.00
Increased by 0.00%
Sep 30, 23
11 Westchester Capital Management LLC 100.00K (4.22%) 100.00K
Increased by +100.00%
Sep 30, 23
12 Tuttle Capital Management, LLC 36.00K (1.52%) 0.00
Increased by 0.00%
Sep 30, 23
13 Virtu Financial LLC 34.51K (1.46%) 34.51K
Increased by +100.00%
Sep 30, 23
14 First Trust Capital Management L.P. 26.83K (1.13%) 26.83K
Increased by +100.00%
Sep 30, 23
15 CAAS CAPITAL MANAGEMENT LP 23.70K (1.00%) 0.00
Increased by 0.00%
Sep 30, 23
16 UBS Group AG 59.00 (0.00%) 59.00
Increased by +100.00%
Sep 30, 23
17 BMO Capital Markets Corp. 0.00 (0.00%) -293.31K
Decreased by N/A%
Jun 30, 23
18 Bank of Montreal 0.00 (0.00%) -293.31K
Decreased by N/A%
Jun 30, 23
19 COWEN AND COMPANY, LLC 0.00 (0.00%) -99.00K
Decreased by N/A%
Sep 30, 23
20 Deutsche Bank AG 0.00 (0.00%) -10.00
Decreased by N/A%
Sep 30, 23

Top 20 mutual fund holders

Rank Holder SharesFloat % Change Date reported
1 JNL Multi-Manager Alternative A 56.56K (2.39%) 0.00
Increased by 0.00%
Dec 31, 23
2 Virtus Westchester Credit Event Fd I 43.44K (1.83%) 43.44K
Increased by +100.00%
Sep 30, 23
3 SPAC and New Issue ETF 36.00K (1.52%) 0.00
Increased by 0.00%
Dec 29, 23
4 First Trust Multi-Strategy Cl I 16.50K (0.70%) 16.50K
Increased by +100.00%
Sep 30, 23