| Rank | ETF | Weight % in ETF |
|---|---|---|
| 1 | SPAX | 3.32% |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Westchester Capital Management LLC | 1.13M (30.68%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | First Trust Capital Management L.P. | 1.03M (28.06%) | 1.03M Increased by +100.00% | Sep 30, 23 |
| 3 | Mizuho Securities USA Inc | 800.00K (21.72%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | Radcliffe Group Inc | 634.75K (17.23%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | Nomura Holdings Inc | 597.45K (16.22%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | KIM, LLC | 550.00K (14.93%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | Berkley W R Corp | 530.50K (14.40%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Castle Creek Arbitrage, LLC | 441.56K (11.99%) | -250.00K Decreased by -56.62% | Sep 30, 23 |
| 9 | Periscope Capital Inc. | 400.00K (10.86%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Verition Fund Managegment, LLC | 400.00K (10.86%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Polar Asset Management Partners | 370.21K (10.05%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 12 | Fir Tree Inc | 334.24K (9.08%) | 237.02K Increased by +70.91% | Sep 30, 23 |
| 13 | Atlas Merchant Capital LLC | 280.76K (7.62%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | Saba Capital Management, LP | 277.77K (7.54%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Schechter Investment Advisors, LLC | 274.19K (7.44%) | -425.21K Decreased by -155.08% | Dec 31, 23 |
| 16 | Walleye Trading Advisors, LLC | 256.00K (6.95%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | UBS O'Connor LLC | 226.58K (6.15%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Flow State Investments LP | 200.00K (5.43%) | 200.00K Increased by +100.00% | Sep 30, 23 |
| 19 | BMO Capital Markets Corp. | 182.95K (4.97%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | Bank of Montreal | 182.95K (4.97%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | The Merger Fund A | 938.92K (25.49%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | First Trust Merger Arbitrage Cl I | 430.00K (11.68%) | -556.37K Decreased by -129.39% | Dec 31, 23 |
| 3 | Picton Mahoney Fortified Arbtrg Alt Fd F | 119.10K (3.23%) | -4.82K Decreased by -4.05% | Mar 31, 23 |
| 4 | Karpus Taxable Fixed Income | 85.74K (2.33%) | -400.00 Decreased by -0.47% | Sep 30, 23 |
| 5 | Virtus Westchester Event-Driven Fd I | 80.92K (2.20%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | Karpus Conservative Balanced | 68.94K (1.87%) | -400.00 Decreased by -0.58% | Sep 30, 23 |
| 7 | Robinson Alternative Yld Pr-Mrgr SPACETF | 38.77K (1.05%) | 0.00 Increased by 0.00% | Jan 31, 24 |
| 8 | First Trust Multi-Strategy Cl I | 31.60K (0.86%) | 31.60K Increased by +100.00% | Sep 30, 23 |
| 9 | JNL/Westchester Capital Event Driven A | 31.43K (0.85%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Picton Mahoney Arbitrage Fund F | 22.90K (0.62%) | -900.00 Decreased by -3.93% | Mar 31, 23 |
| 11 | High Income Securities | 14.00K (0.38%) | 14.00K Increased by +100.00% | May 31, 23 |
| 12 | JNL Multi-Manager Alternative A | 13.12K (0.36%) | -28.73K Decreased by -219.06% | Dec 31, 23 |
| 13 | Karpus Growth Balanced | 11.65K (0.32%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | The Merger Fund VL I | 11.20K (0.30%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Karpus Tax Sensitive Fixed Income | 150.00 (0.00%) | 0.00 Increased by 0.00% | Sep 30, 23 |