| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Yakira Capital Management, Inc. | 1.43M (356.70%) | -52.09K Decreased by -3.65% | Sep 30, 23 |
| 2 | Polar Asset Management Partners | 898.90K (224.73%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Westchester Capital Management LLC | 884.96K (221.24%) | 448.43K Increased by +50.67% | Sep 30, 23 |
| 4 | Saba Capital Management, LP | 874.94K (218.74%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | Mizuho Securities USA Inc | 561.36K (140.34%) | -467.89K Decreased by -83.35% | Sep 30, 23 |
| 6 | Hudson Bay Capital Management LP | 558.00K (139.50%) | 279.00K Increased by +50.00% | Sep 30, 23 |
| 7 | Shaolin Capital Management LLC | 481.31K (120.33%) | -250.00K Decreased by -51.94% | Sep 30, 23 |
| 8 | Karpus Management Inc | 479.68K (119.92%) | -10.19K Decreased by -2.12% | Sep 30, 23 |
| 9 | Walleye Trading Advisors, LLC | 475.96K (118.99%) | 475.96K Increased by +100.00% | Sep 30, 23 |
| 10 | First Trust Capital Management L.P. | 464.80K (116.20%) | 446.53K Increased by +96.07% | Sep 30, 23 |
| 11 | D. E. Shaw & Co LP | 430.00K (107.50%) | -270.00K Decreased by -62.79% | Sep 30, 23 |
| 12 | Wolverine Asset Management LLC | 378.56K (94.64%) | -61.21K Decreased by -16.17% | Sep 30, 23 |
| 13 | Fir Tree Inc | 374.00K (93.50%) | 140.20K Increased by +37.49% | Sep 30, 23 |
| 14 | Berkley W R Corp | 372.69K (93.17%) | 26.95K Increased by +7.23% | Sep 30, 23 |
| 15 | Context Capital Management LLC | 335.60K (83.90%) | 335.60K Increased by +100.00% | Sep 30, 23 |
| 16 | Atlas Merchant Capital LLC | 323.29K (80.82%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | Cnh Partners, LLC | 313.45K (78.36%) | 188.29K Increased by +60.07% | Sep 30, 23 |
| 18 | KIM, LLC | 306.20K (76.55%) | 228.21K Increased by +74.53% | Sep 30, 23 |
| 19 | Walleye Trading LLC | 267.72K (66.93%) | 267.72K Increased by +100.00% | Sep 30, 23 |
| 20 | Glazer Capital, LLC | 210.81K (52.70%) | -100.00 Decreased by -0.05% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 716.24K (179.06%) | 258.48K Increased by +36.09% | Dec 31, 23 |
| 2 | The Merger Fund A | 710.26K (177.57%) | 348.94K Increased by +49.13% | Sep 30, 23 |
| 3 | Karpus Conservative Balanced | 198.10K (49.53%) | -53.25K Decreased by -26.88% | Dec 31, 23 |
| 4 | Karpus Tax Sensitive Fixed Income | 163.25K (40.81%) | -34.80K Decreased by -21.32% | Dec 31, 23 |
| 5 | GAMCO Intl SICAV Merger Arbtrg I (USD) | 108.45K (27.11%) | 0.00 Increased by 0.00% | Jun 30, 23 |
| 6 | Karpus Taxable Fixed Income | 104.00K (26.00%) | -80.13K Decreased by -77.04% | Dec 31, 23 |
| 7 | Virtus Westchester Event-Driven Fd I | 77.90K (19.47%) | 44.46K Increased by +57.07% | Sep 30, 23 |
| 8 | Karpus Growth Balanced | 52.75K (13.19%) | -55.27K Decreased by -104.79% | Dec 31, 23 |
| 9 | JNL Multi-Manager Alternative A | 38.02K (9.50%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 10 | RiverNorth Opportunities | 27.69K (6.92%) | 0.00 Increased by 0.00% | Oct 31, 23 |
| 11 | JNL/Westchester Capital Event Driven A | 17.62K (4.40%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 12 | Virtus Westchester Credit Event Fd I | 16.22K (4.06%) | 16.22K Increased by +100.00% | Sep 30, 23 |
| 13 | Principal Global Multi-Strategy Instl | 11.23K (2.81%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 14 | The Merger Fund VL I | 8.85K (2.21%) | 4.64K Increased by +52.38% | Sep 30, 23 |
| 15 | First Trust Multi-Strategy Cl I | 4.24K (1.06%) | 4.23K Increased by +99.98% | Sep 30, 23 |
| 16 | AQR Sustainable Corp Abtg IAU1F USD Acc | 2.02K (0.51%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | First Trust Alternative Opportunities I | 1.49K (0.37%) | 0.00 Increased by 0.00% | Sep 30, 23 |