| Transaction Date | Reporting Name | Type of Owner | Transacted | Owned | Price | Transaction Type | Security Name |
|---|---|---|---|---|---|---|---|
| Jun 30, 23 | Persson Magnus | director | 28.31 K Increased by +N/A% | 28.31 K | 0.36 | Award | Stock Option (Right to Buy) |
| Jun 30, 23 | Almenoff June Sherie | director | 4.58 K Increased by +N/A% | 4.58 K | 0.36 | Award | Stock Option (Right to Buy) |
| Jun 26, 23 | ARMISTICE CAPITAL, LLC | 10 percent owner | 2.75 M Decreased by -62.20% | 1.67 M | 0.61 | Sale | Common Stock |
| Jun 27, 23 | ARMISTICE CAPITAL, LLC | 10 percent owner | 937.40 K Decreased by -56.17% | 731.46 K | 0.52 | Sale | Common Stock |
| Jun 26, 23 | Caissa Capital Management ltd. | 10 percent owner | 1.43 M Decreased by -100.00% | 0.00 | 0.64 | Purchase | Common Stock |
| Jun 26, 23 | Caissa Capital Management ltd. | 10 percent owner | 182.30 K Decreased by -100.00% | 0.00 | 0.62 | Purchase | Common Stock |
| Jun 20, 23 | Caissa Capital Management ltd. | 10 percent owner | 2.00 K Increased by +0.14% | 1.43 M | 4.14 | Purchase | Common Stock |
| Jun 16, 23 | Caissa Capital Management ltd. | 10 percent owner | 3.00 K Increased by +0.21% | 1.42 M | 3.90 | Purchase | Common Stock |
| Jun 15, 23 | Caissa Capital Management ltd. | 10 percent owner | 3.16 K Increased by +0.22% | 1.42 M | 3.68 | Purchase | Common Stock |
| Jun 14, 23 | Caissa Capital Management ltd. | 10 percent owner | 6.00 K Increased by +0.43% | 1.42 M | 3.48 | Purchase | Common Stock |
| Jun 13, 23 | Caissa Capital Management ltd. | 10 percent owner | 8.75 K Increased by +0.62% | 1.41 M | 3.82 | Purchase | Common Stock |
| Jun 12, 23 | Caissa Capital Management ltd. | 10 percent owner | 2.15 K Increased by +0.15% | 1.40 M | 4.34 | Purchase | Common Stock |
| Jun 9, 23 | Sullivan Christopher Ryan | officer: Chief Financial Officer | 511.00 Increased by +68.04% | 1.26 K | 3.42 | Purchase | Common Stock |
| Jun 9, 23 | NEIL GARRY ARTHUR | director, officer: CEO and Chairman of the Board | 4.00 K Increased by +43.38% | 13.22 K | 3.42 | Purchase | Common Stock |
| Jun 9, 23 | Caissa Capital Management ltd. | 10 percent owner | 5.04 K Increased by +0.36% | 1.40 M | 4.14 | Purchase | Common Stock |
| Jun 8, 23 | Caissa Capital Management ltd. | 10 percent owner | 6.40 K Increased by +0.46% | 1.40 M | 3.93 | Purchase | Common Stock |
| Jun 7, 23 | Caissa Capital Management ltd. | 10 percent owner | 2.98 K Increased by +0.22% | 1.39 M | 3.49 | Purchase | Common Stock |
| May 31, 23 | Caissa Capital Management ltd. | 10 percent owner | 844.00 Increased by +0.06% | 1.39 M | 2.87 | Purchase | Common Stock |
| May 30, 23 | Caissa Capital Management ltd. | 10 percent owner | 671.00 Increased by +0.05% | 1.39 M | 2.87 | Purchase | Common stock |
| May 25, 23 | Caissa Capital Management ltd. | 10 percent owner | 2.00 K Increased by +0.14% | 1.38 M | 2.77 | Purchase | Common stock |
| May 24, 23 | Caissa Capital Management ltd. | 10 percent owner | 5.52 K Increased by +0.40% | 1.38 M | 2.96 | Purchase | Common Stock |
| May 24, 23 | Caissa Capital Management ltd. | 10 percent owner | 3.48 K Increased by +0.25% | 1.38 M | 3.01 | Purchase | Common Stock |
| May 22, 23 | Caissa Capital Management ltd. | 10 percent owner | 7.00 K Increased by +0.51% | 1.37 M | 3.34 | Purchase | Common stock |
| May 19, 23 | Caissa Capital Management ltd. | 10 percent owner | 6.50 K Increased by +0.48% | 1.37 M | 3.52 | Purchase | Common stock |
| May 18, 23 | Caissa Capital Management ltd. | 10 percent owner | 13.12 K Increased by +0.97% | 1.36 M | 3.29 | Purchase | Common stock |
| May 15, 23 | Sullivan Christopher Ryan | officer: Chief Financial Officer | 40.00 K Increased by +N/A% | 40.00 K | 2.75 | Award | Stock Option (Right to Buy) |
| May 15, 23 | NEIL GARRY ARTHUR | director, officer: CEO and Chairman of the Board | 100.00 K Increased by +N/A% | 100.00 K | 2.75 | Award | Stock Option (Right to Buy) |
| May 16, 23 | Caissa Capital Management ltd. | 10 percent owner | 379.00 Increased by +0.03% | 1.35 M | 2.75 | Purchase | Common stock |
| May 15, 23 | Caissa Capital Management ltd. | 10 percent owner | 1.72 K Increased by +0.13% | 1.35 M | 2.55 | Purchase | Common stock |
| May 12, 23 | Caissa Capital Management ltd. | 10 percent owner | 2.29 K Increased by +0.17% | 1.34 M | 2.45 | Purchase | Common stock |
| May 8, 23 | Caissa Capital Management ltd. | 10 percent owner | 5.00 K Increased by +0.37% | 1.34 M | 2.62 | Purchase | Common Stock |
| May 5, 23 | Caissa Capital Management ltd. | 10 percent owner | 5.00 K Increased by +0.38% | 1.34 M | 2.88 | Purchase | Common Stock |
| May 4, 23 | Caissa Capital Management ltd. | 10 percent owner | 15.00 K Increased by +1.14% | 1.33 M | 2.79 | Purchase | Common Stock |
| Apr 27, 23 | Caissa Capital Management ltd. | 10 percent owner | 1.50 K Increased by +0.11% | 1.32 M | 2.96 | Purchase | Common Stock |
| Apr 26, 23 | Caissa Capital Management ltd. | 10 percent owner | 425.00 Increased by +0.03% | 1.32 M | 2.97 | Purchase | Common Stock |
| Apr 25, 23 | Caissa Capital Management ltd. | 10 percent owner | 5.57 K Increased by +0.43% | 1.32 M | 3.00 | Purchase | Common Stock |
| Apr 24, 23 | Caissa Capital Management ltd. | 10 percent owner | 12.50 K Increased by +0.96% | 1.31 M | 3.06 | Purchase | Common Stock |
| Apr 20, 23 | Caissa Capital Management ltd. | 10 percent owner | 5.00 K Increased by +0.39% | 1.30 M | 3.08 | Purchase | Common Stock |
| Apr 18, 23 | Caissa Capital Management ltd. | 10 percent owner | 10.00 K Increased by +0.78% | 1.29 M | 2.94 | Purchase | Common Stock |
| Apr 17, 23 | Caissa Capital Management ltd. | 10 percent owner | 15.00 K Increased by +1.18% | 1.28 M | 2.96 | Purchase | Common Stock |
| Apr 11, 23 | Caissa Capital Management ltd. | 10 percent owner | 25.00 K Increased by +2.01% | 1.27 M | 2.84 | Purchase | Common Stock |
| Apr 10, 23 | Caissa Capital Management ltd. | 10 percent owner | 31.33 K Increased by +2.59% | 1.24 M | 2.28 | Purchase | Common Stock |
| Mar 31, 23 | Almenoff June Sherie | director | 1.17 K Increased by +N/A% | 1.17 K | 1.75 | Award | Stock Option (Right to Buy) |
| Mar 31, 23 | Persson Magnus | director | 7.22 K Increased by +N/A% | 7.22 K | 1.75 | Award | Stock Option (Right to Buy) |
| Feb 13, 23 | Sullivan Christopher Ryan | officer: Chief Financial Officer | 40.00 K Increased by +N/A% | 40.00 K | 2.98 | Award | Stock Option (Right to Buy) |
| Feb 13, 23 | NEIL GARRY ARTHUR | director, officer: CEO and Chairman of the Board | 100.00 K Increased by +N/A% | 100.00 K | 2.98 | Award | Stock Option (Right to Buy) |
| Feb 7, 23 | ARMISTICE CAPITAL, LLC | 10 percent owner | 450.00 K Increased by +11.35% | 4.42 M | 3.98 | Purchase | Common Stock |
| Feb 3, 23 | ARMISTICE CAPITAL, LLC | 10 percent owner | 334.00 Increased by +0.01% | 3.96 M | 3.95 | Small | Common Stock |
| Feb 7, 23 | ARMISTICE CAPITAL, LLC | 10 percent owner | 450.00 K Increased by +N/A% | 450.00 K | 5.00 | Purchase | Warrant |
| Dec 30, 22 | Persson Magnus | director | 2.54 K Increased by +N/A% | 2.54 K | 0.00 | Award | Stock Option (Right to Buy) |
| Dec 30, 22 | Almenoff June Sherie | director | 410.00 Increased by +N/A% | 410.00 | 0.00 | Award | Stock Option (Right to Buy) |
| Dec 9, 22 | NEIL GARRY ARTHUR | officer: CEO and Chairman of the Board | 2.08 K Increased by +29.19% | 9.22 K | 4.42 | Purchase | Common Stock |
| Oct 5, 22 | NEIL GARRY ARTHUR | officer: CEO and Chairman of the Board | 75.00 K Increased by +N/A% | 75.00 K | 0.00 | Award | Stock Option (Right to Buy) |
| Oct 5, 22 | Sullivan Christopher Ryan | officer: Chief Financial Officer | 25.00 K Increased by +N/A% | 25.00 K | 0.00 | Award | Stock Option (Right to Buy) |
| Sep 30, 22 | Almenoff June Sherie | director: | 605.00 Increased by +N/A% | 605.00 | 0.00 | Award | Stock Option (Right to Buy) |
| Sep 30, 22 | KAPLAN GILLA | director: | 3.08 K Increased by +N/A% | 3.08 K | 0.00 | Award | Stock Option (Right to Buy) |
| Sep 30, 22 | Persson Magnus | director: | 3.75 K Increased by +N/A% | 3.75 K | 0.00 | Award | Stock Option (Right to Buy) |
| Jun 30, 22 | Persson Magnus | director: | 26.84 K Increased by +N/A% | 26.84 K | 0.00 | Award | Stock Option (Right to Buy) |
| Jun 30, 22 | KAPLAN GILLA | director: | 44.12 K Increased by +N/A% | 44.12 K | 0.00 | Award | Stock Option (Right to Buy) |
| Jun 30, 22 | Almenoff June Sherie | director: | 4.34 K Increased by +N/A% | 4.34 K | 0.00 | Award | Stock Option (Right to Buy) |
| Jun 14, 22 | Persson Magnus | director: | 40.00 K Increased by +N/A% | 40.00 K | 0.00 | Award | Stock Option (Right to Buy) |
| Jun 14, 22 | KAPLAN GILLA | director: | 40.00 K Increased by +N/A% | 40.00 K | 0.00 | Award | Stock Option (Right to Buy) |
| Jun 14, 22 | Chan Mitchell | director: | 40.00 K Increased by +N/A% | 40.00 K | 0.00 | Award | Stock Option (Right to Buy) |
| Jun 14, 22 | Almenoff June Sherie | director: | 40.00 K Increased by +N/A% | 40.00 K | 0.00 | Award | Stock Option (Right to Buy) |
| Mar 31, 22 | Persson Magnus | director: | 18.47 K Increased by +N/A% | 18.47 K | 0.00 | Award | Stock Option (Right to Buy) |
| Mar 31, 22 | Miller Joseph M | director: | 20.24 K Increased by +N/A% | 20.24 K | 0.00 | Award | Stock Option (Right to Buy) |
| Mar 31, 22 | KAPLAN GILLA | director: | 30.36 K Increased by +N/A% | 30.36 K | 0.00 | Award | Stock Option (Right to Buy) |
| Mar 31, 22 | Almenoff June Sherie | director: | 2.98 K Increased by +N/A% | 2.98 K | 0.00 | Award | Stock Option (Right to Buy) |
| Mar 10, 22 | Boyd Steven | director: | 100.00 K Increased by +0.21% | 47.58 M | 0.65 | Purchase | Common Stock |
| Mar 8, 22 | Sullivan Christopher Ryan | officer: Chief Financial Officer | 400.00 K Increased by +N/A% | 400.00 K | 0.00 | Award | Stock Option (Right to Buy) |
| Mar 8, 22 | NEIL GARRY ARTHUR | officer: Chief Executive Officer | 1.00 M Increased by +N/A% | 1.00 M | 0.00 | Award | Stock Option (Right to Buy) |
| Mar 3, 22 | Boyd Steven | director: | 50.00 K Increased by +0.11% | 46.89 M | 0.71 | Purchase | Common Stock |
| Feb 25, 22 | ARMISTICE CAPITAL, LLC | director, 10 percent owner: | 40.00 K Increased by +0.09% | 46.84 M | 0.79 | Purchase | Common Stock |
| Feb 24, 22 | ARMISTICE CAPITAL, LLC | director, 10 percent owner: | 100.00 K Increased by +0.21% | 46.80 M | 0.80 | Purchase | Common Stock |
| Feb 22, 22 | ARMISTICE CAPITAL, LLC | director, 10 percent owner: | 83.00 K Increased by +0.18% | 46.70 M | 0.77 | Purchase | Common Stock |
| Feb 18, 22 | ARMISTICE CAPITAL, LLC | director, 10 percent owner: | 55.00 K Increased by +0.12% | 46.62 M | 0.82 | Purchase | Common Stock |
| Feb 17, 22 | ARMISTICE CAPITAL, LLC | director, 10 percent owner: | 150.00 K Increased by +0.32% | 46.56 M | 0.81 | Purchase | Common Stock |
| Jan 18, 22 | ARMISTICE CAPITAL, LLC | director | 12.00 K Increased by +0.03% | 46.41 M | 0.85 | Purchase | Common Stock |
| Jan 18, 22 | ARMISTICE CAPITAL, LLC | director | 93.70 K Increased by +0.20% | 46.40 M | 0.88 | Purchase | Common Stock |
| Jan 18, 22 | ARMISTICE CAPITAL, LLC | director | 206.30 K Increased by +0.45% | 46.31 M | 0.88 | Purchase | Common Stock |
| Jan 14, 22 | ARMISTICE CAPITAL, LLC | director, 10 percent owner: | 85.00 K Increased by +0.18% | 46.10 M | 0.93 | Purchase | Common Stock |
| Jan 13, 22 | ARMISTICE CAPITAL, LLC | director, 10 percent owner: | 312.70 K Increased by +0.68% | 46.02 M | 1.00 | Purchase | Common Stock |
| Jan 12, 22 | ARMISTICE CAPITAL, LLC | director, 10 percent owner: | 57.30 K Increased by +0.13% | 45.70 M | 1.04 | Purchase | Common Stock |
| Jan 11, 22 | ARMISTICE CAPITAL, LLC | director, 10 percent owner: | 16.00 K Increased by +0.04% | 45.65 M | 0.96 | Purchase | Common Stock |
| Jan 10, 22 | ARMISTICE CAPITAL, LLC | director, 10 percent owner: | 491.10 K Increased by +1.09% | 45.63 M | 0.99 | Purchase | Common Stock |
| Jan 7, 22 | ARMISTICE CAPITAL, LLC | director, 10 percent owner: | 137.90 K Increased by +0.31% | 45.14 M | 1.04 | Purchase | Common Stock |
| Jan 4, 22 | Smolinski Stephen | officer: Chief Commercial Officer | 400.00 K Increased by +N/A% | 400.00 K | 1.70 | Award | Stock Option (Right to Buy) |
| Jan 3, 22 | Smolinski Stephen | officer | 0.00 | 0.00 | 0.00 | ||
| Dec 31, 21 | Almenoff June Sherie | director | 737.00 Increased by +N/A% | 737.00 | 1.70 | Award | Stock Option (Right to Buy) |
| Dec 31, 21 | Persson Magnus | director | 7.94 K Increased by +N/A% | 7.94 K | 1.70 | Award | Stock Option (Right to Buy) |
| Dec 31, 21 | Miller Joseph M | director | 8.92 K Increased by +N/A% | 8.92 K | 1.70 | Award | Stock Option (Right to Buy) |
| Dec 31, 21 | KAPLAN GILLA | director | 12.77 K Increased by +N/A% | 12.77 K | 1.70 | Award | Stock Option (Right to Buy) |
| Dec 10, 21 | Wilkins H Jeffrey | officer: Chief Medical Officer | 6.37 K Increased by +23.59% | 33.37 K | 1.57 | Purchase | Common Stock |
| Dec 10, 21 | Sullivan Christopher Ryan | officer: Chief Accounting Officer | 955.00 Increased by +11.86% | 9.00 K | 1.57 | Purchase | Common Stock |
| Dec 10, 21 | Harrell James Archie Jr | officer: Chief Commercial Officer | 1.09 K Increased by +3.06% | 36.77 K | 1.57 | Purchase | Common Stock |
| Dec 10, 21 | NEIL GARRY ARTHUR | officer: Chief Scientific Officer | 4.27 K Increased by +5.24% | 85.64 K | 1.57 | Purchase | Common Stock |
| Dec 10, 21 | Greenway Schond L. | officer: CFO | 2.23 K Increased by +135.05% | 3.88 K | 1.57 | Purchase | Common Stock |
| Dec 1, 21 | Chan Mitchell | director | 80.00 K Increased by +N/A% | 80.00 K | 1.87 | Award | Stock Option (Right to Buy) |
| Dec 1, 21 | Chan Mitchell | director: | 0.00 | 0.00 | 0.00 | ||
| Dec 1, 21 | Gutry Phil | director: | 0.00 | 0.00 | 0.00 |