| Transaction Date | Reporting Name | Type of Owner | Transacted | Owned | Price | Transaction Type | Security Name |
|---|---|---|---|---|---|---|---|
| Sep 14, 23 | Smith Bryan | officer: Chief Operating Officer | 8.11 K | 102.58 K | 16.62 | Exempt | Class A Common Shares |
| Sep 14, 23 | Smith Bryan | officer: Chief Operating Officer | 8.11 K Decreased by -7.90% | 94.48 K | 36.38 | Sale | Class A Common Shares |
| Sep 14, 23 | Smith Bryan | officer: Chief Operating Officer | 8.11 K | 0.00 | 16.62 | Exempt | Employee Stock Option (Right to Buy) |
| Sep 12, 23 | BENHAM DOUGLAS N | director | 2.00 K Increased by +6.67% | 32.00 K | 23.10 | Purchase | Series H Perpetual Preferred Shares |
| Sep 13, 23 | BENHAM DOUGLAS N | director | 2.03 K Increased by +22.52% | 11.03 K | 23.25 | Purchase | Series H Perpetual Preferred Shares |
| Sep 13, 23 | BENHAM DOUGLAS N | director | 2.40 K Increased by +240.40% | 3.40 K | 22.40 | Purchase | Series G Perpetual Preferred Shares |
| Sep 11, 23 | BENHAM DOUGLAS N | director | 2.50 K | 18.59 K | 0.00 | Gift | Class A Common Shares |
| Sep 1, 23 | Smith Bryan | officer: Chief Operating Officer | 26.59 K | 121.06 K | 16.62 | Exempt | Class A Common Shares |
| Aug 30, 23 | Smith Bryan | officer: Chief Operating Officer | 13.49 K | 107.96 K | 16.62 | Exempt | Class A Common Shares |
| Sep 1, 23 | Smith Bryan | officer: Chief Operating Officer | 1.82 K | 96.30 K | 16.62 | Exempt | Class A Common Shares |
| Sep 1, 23 | Smith Bryan | officer: Chief Operating Officer | 1.82 K Decreased by -1.89% | 94.48 K | 36.25 | Sale | Class A Common Shares |
| Sep 1, 23 | Smith Bryan | officer: Chief Operating Officer | 26.59 K Decreased by -21.96% | 94.48 K | 36.10 | Sale | Class A Common Shares |
| Aug 30, 23 | Smith Bryan | officer: Chief Operating Officer | 13.49 K | 36.51 K | 16.62 | Exempt | Employee Stock Option (Right to Buy) |
| Sep 1, 23 | Smith Bryan | officer: Chief Operating Officer | 1.82 K | 34.69 K | 16.62 | Exempt | Employee Stock Option (Right to Buy) |
| Sep 1, 23 | Smith Bryan | officer: Chief Operating Officer | 26.59 K | 8.11 K | 16.62 | Exempt | Employee Stock Option (Right to Buy) |
| Aug 11, 23 | BENHAM DOUGLAS N | director | 1.00 K Increased by +12.50% | 9.00 K | 23.20 | Purchase | Series H Perpetual Preferred Shares |
| Aug 10, 23 | BENHAM DOUGLAS N | director | 1.00 K Increased by +14.29% | 8.00 K | 23.30 | Purchase | Series H Perpetual Preferred Shares |
| Aug 10, 23 | BENHAM DOUGLAS N | director | 1.00 K Increased by +N/A% | 1.00 K | 22.35 | Purchase | Series G Perpetual Preferred Shares |
| Jul 31, 23 | Reitz Brian | officer: Chief Accounting Officer | 1.80 K Decreased by -4.74% | 36.21 K | 37.47 | Sale | Class A Common Shares |
| Jun 8, 23 | Smith Bryan | officer: Chief Operating Officer | 25.00 K | 119.48 K | 16.03 | Exempt | Class A Common Shares |
| Jun 8, 23 | Smith Bryan | officer: Chief Operating Officer | 25.00 K Decreased by -20.92% | 94.48 K | 35.25 | Sale | Class A Common Shares |
| Jun 8, 23 | Smith Bryan | officer: Chief Operating Officer | 25.00 K | 0.00 | 16.03 | Exempt | Employee Stock Option (Right to Buy) |
| Jun 6, 23 | Smith Bryan | officer: Chief Operating Officer | 25.00 K | 119.48 K | 16.03 | Exempt | Class A Common Shares |
| Jun 6, 23 | Smith Bryan | officer: Chief Operating Officer | 25.00 K Decreased by -20.92% | 94.48 K | 35.00 | Sale | Class A Common Shares |
| Jun 6, 23 | Smith Bryan | officer: Chief Operating Officer | 25.00 K | 25.00 K | 16.03 | Exempt | Employee Stock Option (Right to Buy) |
| May 26, 23 | Lau Christopher | officer: Chief Financial Officer | 305.00 | 59.70 K | 0.00 | Gift | Class A Common Shares |
| May 25, 23 | BENHAM DOUGLAS N | director | 3.40 K Increased by +12.78% | 30.00 K | 24.10 | Purchase | Series H Perpetual Preferred Shares |
| May 24, 23 | BENHAM DOUGLAS N | director | 546.00 Increased by +2.10% | 26.60 K | 24.25 | Purchase | Series H Perpetual Preferred Shares |
| May 12, 23 | Smith Bryan | officer: Chief Operating Officer | 25.00 K | 119.48 K | 16.03 | Exempt | Class A Common Shares |
| May 12, 23 | Smith Bryan | officer: Chief Operating Officer | 25.00 K Decreased by -20.92% | 94.48 K | 35.00 | Sale | Class A Common Shares |
| May 12, 23 | Smith Bryan | officer: Chief Operating Officer | 25.00 K | 50.00 K | 16.03 | Exempt | Employee Stock Option (Right to Buy) |
| May 9, 23 | HART MATTHEW J | director | 4.26 K Increased by +12.40% | 38.60 K | 0.00 | Award | Class A Common Shares |
| May 9, 23 | Kerrick Michelle C. | director | 4.26 K Increased by +42.21% | 14.35 K | 0.00 | Award | Class A Common Shares |
| May 9, 23 | KROPP JAMES H | director | 4.26 K Increased by +19.54% | 26.05 K | 0.00 | Award | Class A Common Shares |
| May 9, 23 | SWANN LYNN C | director | 4.26 K Increased by +18.43% | 27.37 K | 0.00 | Award | Class A Common Shares |
| May 9, 23 | Webb Winifred Markus | director | 4.26 K Increased by +30.87% | 18.05 K | 0.00 | Award | Class A Common Shares |
| May 9, 23 | Willoughby Jay | director | 4.26 K Increased by +30.87% | 18.05 K | 0.00 | Award | Class A Common Shares |
| May 9, 23 | GUSTAVSON TAMARA HUGHES | director | 4.26 K Increased by +0.05% | 9.37 M | 0.00 | Award | Class A Common Shares |
| May 9, 23 | Goldberg David | director | 4.26 K Increased by +30.65% | 18.15 K | 0.00 | Award | Class A Common Shares |
| May 9, 23 | CORRIGAN JACK E | director | 4.26 K Increased by +3.42% | 128.79 K | 0.00 | Award | Class A Common Shares |
| May 9, 23 | ZAIST MATTHEW R | director | 4.26 K Increased by +29.16% | 18.87 K | 0.00 | Award | Class A Common Shares |
| May 8, 23 | Vogt-Lowell Sara H. | officer: Chief Legal Officer | 8.79 K Decreased by -12.26% | 62.88 K | 34.88 | Sale | Class A Common Shares |
| May 9, 23 | BENHAM DOUGLAS N | director | 4.26 K Increased by +25.31% | 21.09 K | 0.00 | Award | Class A Common Shares |
| May 8, 23 | BENHAM DOUGLAS N | director | 8.00 K Decreased by -32.22% | 16.83 K | 35.00 | Sale | Class A Common Shares |
| Mar 14, 23 | Lau Christopher | officer: Chief Financial Officer | 13.28 K Decreased by -13.81% | 82.90 K | 30.22 | Sale | Class A Common Shares |
| Mar 15, 23 | Lau Christopher | officer: Chief Financial Officer | 22.90 K Decreased by -27.62% | 60.00 K | 30.16 | Sale | Class A Common Shares |
| Mar 7, 23 | BENHAM DOUGLAS N | director | 1.10 K Increased by +4.41% | 26.05 K | 24.07 | Purchase | Series H Perpetual Preferred Shares |
| Mar 6, 23 | BENHAM DOUGLAS N | director | 1.16 K Increased by +4.86% | 24.95 K | 24.60 | Purchase | Series H Perpetual Preferred Shares |
| Mar 3, 23 | BENHAM DOUGLAS N | director | 1.73 K Increased by +7.82% | 23.80 K | 24.60 | Purchase | Series H Perpetual Preferred Shares |
| Mar 3, 23 | BENHAM DOUGLAS N | director | 2.00 K Increased by +23.70% | 10.44 K | 23.20 | Purchase | Series G Perpetual Preferred Shares |
| Mar 2, 23 | BENHAM DOUGLAS N | director | 2.00 K Increased by +31.06% | 8.44 K | 23.35 | Purchase | Series G Perpetual Preferred Shares |
| Feb 28, 23 | Reitz Brian | officer: Chief Accounting Officer | 4.03 K Decreased by -9.58% | 38.01 K | 31.50 | Sale | Class A Common Shares |
| Feb 21, 23 | Smith Bryan | officer: Chief Operating Officer | 2.29 K | 94.48 K | 32.84 | Settlement | Class A Common Shares |
| Feb 21, 23 | Vogt-Lowell Sara H. | officer: Chief Legal Officer | 2.07 K | 71.67 K | 32.84 | Settlement | Class A Common Shares |
| Feb 21, 23 | Lau Christopher | officer: Chief Financial Officer | 2.94 K | 96.18 K | 32.84 | Settlement | Class A Common Shares |
| Feb 21, 23 | Reitz Brian | officer: Chief Accounting Officer | 648.00 | 42.03 K | 32.84 | Settlement | Class A Common Shares |
| Feb 7, 23 | Singelyn David P. | director, officer: Chief Executive Officer | 58.02 K Increased by +74.77% | 135.62 K | 0.00 | Award | Class A Common Shares |
| Feb 7, 23 | Smith Bryan | officer: Chief Operating Officer | 21.72 K Increased by +28.95% | 96.77 K | 0.00 | Award | Class A Common Shares |
| Feb 7, 23 | Vogt-Lowell Sara H. | officer: Chief Legal Officer | 11.61 K Increased by +18.68% | 73.74 K | 0.00 | Award | Class A Common Shares |
| Feb 7, 23 | Lau Christopher | officer: Chief Financial Officer | 21.72 K Increased by +28.07% | 99.12 K | 0.00 | Award | Class A Common Shares |
| Feb 7, 23 | Reitz Brian | officer: Chief Accounting Officer | 3.26 K Increased by +8.27% | 42.68 K | 0.00 | Award | Class A Common Shares |
| Feb 4, 23 | Singelyn David P. | director, officer: Chief Executive Officer | 8.16 K | 77.60 K | 34.61 | Settlement | Class A Common Shares |
| Feb 4, 23 | Lau Christopher | officer: Chief Financial Officer | 3.64 K | 77.40 K | 34.61 | Settlement | Class A Common Shares |
| Feb 4, 23 | Reitz Brian | officer: Chief Accounting Officer | 772.00 | 39.42 K | 34.61 | Settlement | Class A Common Shares |
| Feb 4, 23 | Smith Bryan | officer: Chief Operating Officer | 2.75 K | 75.05 K | 34.61 | Settlement | Class A Common Shares |
| Feb 4, 23 | Vogt-Lowell Sara H. | officer: Chief Legal Officer | 2.37 K | 62.14 K | 34.61 | Settlement | Class A Common Shares |
| Feb 1, 23 | Singelyn David P. | director, officer: Chief Executive Officer | 3.93 K | 85.76 K | 34.68 | Settlement | Class A Common Shares |
| Feb 1, 23 | Lau Christopher | officer: Chief Financial Officer | 2.13 K | 81.04 K | 34.68 | Settlement | Class A Common Shares |
| Feb 1, 23 | Smith Bryan | officer: Chief Operating Officer | 1.50 K | 77.80 K | 34.68 | Settlement | Class A Common Shares |
| Feb 1, 23 | Vogt-Lowell Sara H. | officer: Chief Legal Officer | 1.12 K | 64.51 K | 34.68 | Settlement | Class A Common Shares |
| Feb 1, 23 | Reitz Brian | officer: Chief Accounting Officer | 376.00 | 40.20 K | 34.68 | Settlement | Class A Common Shares |
| Jan 28, 23 | Singelyn David P. | director, officer: Chief Executive Officer | 2.34 K | 89.69 K | 33.73 | Settlement | Class A Common Shares |
| Jan 28, 23 | Reitz Brian | officer: Chief Accounting Officer | 762.00 | 40.57 K | 33.73 | Settlement | Class A Common Shares |
| Jan 28, 23 | Lau Christopher | officer: Chief Financial Officer | 2.79 K | 83.17 K | 33.73 | Settlement | Class A Common Shares |
| Jan 28, 23 | Vogt-Lowell Sara H. | officer: Chief Legal Officer | 1.83 K | 65.63 K | 33.73 | Settlement | Class A Common Shares |
| Jan 28, 23 | Smith Bryan | officer: Chief Operating Officer | 1.99 K | 79.29 K | 33.73 | Settlement | Class A Common Shares |
| Nov 23, 22 | BENHAM DOUGLAS N | director | 2.00 K Increased by +9.97% | 22.07 K | 23.20 | Purchase | Series H Perpetual Preferred Shares |
| Nov 23, 22 | BENHAM DOUGLAS N | director | 2.00 K Increased by +45.05% | 6.44 K | 21.90 | Purchase | Series G Perpetual Preferred Shares |
| Nov 22, 22 | BENHAM DOUGLAS N | director | 2.00 K Increased by +11.07% | 20.07 K | 23.09 | Purchase | Series H Perpetual Preferred Shares |
| Nov 21, 22 | BENHAM DOUGLAS N | director | 1.13 K Increased by +6.65% | 18.07 K | 22.90 | Purchase | Series H Perpetual Preferred Shares |
| Nov 22, 22 | BENHAM DOUGLAS N | director | 2.00 K Increased by +81.97% | 4.44 K | 21.93 | Purchase | Series G Perpetual Preferred Shares |
| Nov 21, 22 | BENHAM DOUGLAS N | director | 2.44 K Increased by +N/A% | 2.44 K | 22.18 | Purchase | Series G Perpetual Preferred Shares |
| Nov 21, 22 | HART MATTHEW J | director | 10.00 K | 41.30 K | 15.00 | Exempt | Class A Common Shares |
| Nov 21, 22 | HART MATTHEW J | director | 6.96 K Decreased by -16.84% | 34.34 K | 31.44 | Sale | Class A Common Shares |
| Nov 21, 22 | HART MATTHEW J | director | 10.00 K | 0.00 | 0.00 | Exempt | Employee Stock Option (Right to Buy) |
| Sep 15, 22 | Smith Bryan | officer: Chief Operating Officer | 5.52 K Decreased by -6.36% | 81.29 K | 35.67 | Sale | Class A Common Shares |
| Sep 8, 22 | GUSTAVSON TAMARA HUGHES | director | 135.64 K Increased by +1.18% | 11.62 M | 36.84 | Purchase | Class A Common Shares |
| Sep 8, 22 | GUSTAVSON TAMARA HUGHES | director | 4.86 K Increased by +1.81% | 274.33 K | 36.82 | Purchase | Class A Common Shares |
| Sep 7, 22 | GUSTAVSON TAMARA HUGHES | director | 269.47 K Increased by +N/A% | 269.47 K | 36.42 | Purchase | Class A Common Shares |
| Sep 7, 22 | GUSTAVSON TAMARA HUGHES | director | 12.22 K Increased by +8.34% | 158.78 K | 36.00 | Purchase | Class A Common Shares |
| Aug 26, 22 | Woolley Kenneth M. | director: | 10.00 K | 30.13 K | 15.00 | Exempt | Class A Common Shares |
| Aug 26, 22 | Woolley Kenneth M. | director: | 10.00 K Decreased by -33.19% | 20.13 K | 36.69 | Sale | Class A Common Shares |
| May 18, 22 | BENHAM DOUGLAS N | director: | 536.00 Increased by +3.72% | 14.94 K | 25.00 | Purchase | Series H Perpetual Preferred Shares |
| May 13, 22 | Mayala-McIntyre Anita Marie | director: | 170.00 Increased by +7.00% | 2.60 K | 37.06 | Purchase | Class A Common Shares |
| May 12, 22 | GUSTAVSON TAMARA HUGHES | director: | 200.00 K Increased by +2.32% | 8.83 M | 35.71 | Purchase | Class A Common Shares |
| May 13, 22 | BENHAM DOUGLAS N | director: | 4.41 K Increased by +44.16% | 14.41 K | 25.02 | Purchase | Series H Perpetual Preferred Shares |
| May 5, 22 | Goldberg David | director: | 700.00 | 0.00 | 25.14 | Other | Series F Perpetual Preferred Shares |
| May 3, 22 | Reitz Brian | officer: Chief Accounting Officer | 0.00 | 41.33 K | 0.00 | Class A Common Shares | |
| May 3, 22 | ZAIST MATTHEW R | director: | 3.26 K Increased by +28.78% | 14.61 K | 0.00 | Award | Class A Common Shares |
| May 3, 22 | Woolley Kenneth M. | director: | 3.26 K Increased by +19.35% | 20.13 K | 0.00 | Award | Class A Common Shares |