| Transaction Date | Reporting Name | Type of Owner | Transacted | Owned | Price | Transaction Type | Security Name |
|---|---|---|---|---|---|---|---|
| Sep 9, 23 | Ridings Thomas J. | officer: Chief Accounting Officer | 377.00 | 114.58 K | 15.85 | Settlement | Common Stock, par value $0.01 per share |
| Aug 31, 23 | Green William C | director | 478.00 Increased by +2.69% | 18.23 K | 0.00 | Award | Restricted Stock Units |
| Aug 31, 23 | LAZAR MELVIN F | director | 284.00 Increased by +2.69% | 10.82 K | 0.00 | Award | Restricted Stock Units |
| Jul 29, 22 | KAUFMAN IVAN | director, officer: COB, CEO and President | 159.87 K | 1.02 M | 17.21 | Settlement | Common Stock, par value $0.01 per share |
| Jun 30, 23 | LAZAR MELVIN F | director | 7.21 K | 234.71 K | 0.00 | Exempt | Common Stock, par value $0.01 per share |
| Jun 30, 23 | LAZAR MELVIN F | director | 7.21 K | 10.54 K | 0.00 | Exempt | Restricted Stock Units |
| Jun 8, 23 | Katz Steve | officer: EVP, Chief Invest Officer | 0.00 | 102.14 K | 0.00 | Common Stock, par value $0.01 per share | |
| Jun 1, 23 | Green William C | director | 6.06 K Increased by +4.28% | 147.68 K | 12.84 | Purchase | Common Stock, par value $0.01 per share |
| Jun 1, 23 | Green William C | director | 2.11 K Increased by +1.51% | 141.62 K | 12.79 | Purchase | Common Stock, par value $0.01 per share |
| Jun 1, 23 | Green William C | director | 611.00 Increased by +0.44% | 139.52 K | 12.78 | Purchase | Common Stock, par value $0.01 per share |
| May 31, 23 | Green William C | director | 573.00 Increased by +3.34% | 17.75 K | 0.00 | Award | Restricted Stock Units |
| May 31, 23 | LAZAR MELVIN F | director | 573.00 Increased by +3.34% | 17.75 K | 0.00 | Award | Restricted Stock Units |
| May 8, 23 | KAUFMAN IVAN | director, officer: COB, CEO and President | 5.00 K Increased by +0.42% | 1.18 M | 11.95 | Purchase | Common Stock, par value $0.01 per share |
| May 8, 23 | KAUFMAN IVAN | director, officer: COB, CEO and President | 10.00 K Increased by +0.86% | 1.18 M | 12.00 | Purchase | Common Stock, par value $0.01 per share |
| Mar 24, 23 | GUZIEWICZ ANDREW | officer: Chief Credit Officer | 2.28 K | 87.72 K | 10.89 | Settlement | Common Stock, par value $0.01 per share |
| Mar 17, 23 | Green William C | director | 241.00 Increased by +1.42% | 17.18 K | 0.00 | Award | Restricted Stock Units |
| Mar 17, 23 | LAZAR MELVIN F | director | 241.00 Increased by +1.42% | 17.18 K | 0.00 | Award | Restricted Stock Units |
| Mar 15, 23 | Schwartz Elliot | director | 10.20 K Increased by +163.11% | 16.45 K | 0.00 | Award | Restricted Stock Units |
| Mar 15, 23 | Ottaviano Gianni | officer: Exec VP, Struc Fin Prod | 17.36 K Increased by +14.91% | 133.79 K | 0.01 | Award | Common Stock, par value $0.01 per share |
| Mar 15, 23 | Ottaviano Gianni | officer: Exec VP, Struc Fin Prod | 2.09 K | 131.71 K | 11.52 | Settlement | Common Stock, par value $0.01 per share |
| Mar 15, 23 | Caulfield John | officer: COO, Agency Lending | 43.40 K Increased by +27.77% | 199.67 K | 0.01 | Award | Common Stock, par value $0.01 per share |
| Mar 15, 23 | Caulfield John | officer: COO, Agency Lending | 7.39 K | 192.29 K | 11.52 | Settlement | Common Stock, par value $0.01 per share |
| Mar 15, 23 | Effron Caryn | director | 10.20 K Increased by +150.65% | 16.97 K | 0.01 | Award | Common Stock, par value $0.01per share |
| Mar 15, 23 | BACON KENNETH J | director | 10.20 K Increased by +34.51% | 39.76 K | 0.00 | Award | Common Stock, par value $0.01per share |
| Mar 15, 23 | WEBER FRED | officer: EVP-Structured Finance | 17.36 K Increased by +3.67% | 490.72 K | 0.01 | Award | Common Stock, par value $0.01 per share |
| Mar 15, 23 | WEBER FRED | officer: EVP-Structured Finance | 3.20 K | 487.52 K | 11.52 | Settlement | Common Stock, par value $0.01 per share |
| Mar 15, 23 | Elenio Paul | officer: Chief Financial Officer | 43.40 K Increased by +18.57% | 277.19 K | 0.01 | Award | Common Stock, par value $0.01 per share |
| Mar 15, 23 | Elenio Paul | officer: Chief Financial Officer | 7.39 K | 269.80 K | 11.52 | Settlement | Common Stock, par value $0.01 per share |
| Mar 15, 23 | GUZIEWICZ ANDREW | officer: Chief Credit Officer | 8.68 K Increased by +10.67% | 90.00 K | 0.01 | Award | Common Stock, par value $0.01 per share |
| Mar 15, 23 | Kilgore Gene | officer: EVP | 26.04 K Increased by +13.42% | 220.11 K | 0.01 | Award | Common Stock, par value $0.01 per share |
| Mar 15, 23 | Kilgore Gene | officer: EVP | 4.80 K | 215.31 K | 11.52 | Settlement | Common Stock, par value $0.01 per share |
| Mar 15, 23 | Green William C | director | 10.20 K Increased by +151.32% | 16.94 K | 0.00 | Award | Restricted Stock Units |
| Mar 15, 23 | FARRELL EDWARD J | director | 10.20 K Increased by +163.11% | 16.45 K | 0.00 | Award | Restricted Stock Units |
| Mar 15, 23 | KAUFMAN IVAN | director, officer: COB, CEO and President | 247.28 K Increased by +53.13% | 712.72 K | 0.00 | Award | Restricted Stock Units |
| Mar 15, 23 | Vahidi Maysa | officer: EVP General Counsel | 17.36 K Increased by +N/A% | 17.36 K | 0.01 | Award | Common Stock, par value $0.01 per share |
| Mar 15, 23 | Vahidi Maysa | officer: EVP General Counsel | 2.33 K | 15.03 K | 11.52 | Settlement | Common Stock, par value $0.01 per share |
| Mar 15, 23 | van der Reis Dennis | officer: EVP, Structured Asset Mgmt | 17.36 K Increased by +16.02% | 125.75 K | 0.01 | Award | Common Stock, par value $0.01 per share |
| Mar 15, 23 | van der Reis Dennis | officer: EVP, Structured Asset Mgmt | 2.28 K | 123.47 K | 11.52 | Settlement | Common Stock, par value $0.01 per share |
| Mar 15, 23 | LAZAR MELVIN F | director | 10.20 K Increased by +151.32% | 16.94 K | 0.00 | Award | Restricted Stock Units |
| Mar 15, 23 | Ridings Thomas J. | officer: Chief Accounting Officer | 10.85 K Increased by +10.24% | 116.80 K | 0.01 | Award | Common Stock, par value $0.01 per share |
| Mar 15, 23 | Ridings Thomas J. | officer: Chief Accounting Officer | 1.85 K | 114.95 K | 11.52 | Settlement | Common Stock, par value $0.01 per share |
| Mar 13, 23 | Green William C | director | 58.00 Increased by +0.04% | 138.91 K | 12.94 | Purchase | Common Stock, par value $0.01 per share |
| Mar 13, 23 | Green William C | director | 1.88 K Increased by +1.37% | 138.85 K | 12.93 | Purchase | Common Stock, par value $0.01 per share |
| Mar 13, 23 | Green William C | director | 2.26 K Increased by +1.68% | 136.96 K | 12.94 | Purchase | Common Stock, par value $0.01 per share |
| Mar 13, 23 | KAUFMAN IVAN | director, officer: COB, CEO and President | 10.00 K Increased by +0.86% | 1.17 M | 12.43 | Purchase | Common Stock, par value $0.01 per share |
| Mar 11, 23 | Ottaviano Gianni | officer: Exec VP, Struc Fin Prod | 2.05 K | 116.43 K | 13.15 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 23 | GUZIEWICZ ANDREW | officer: Chief Credit Officer | 1.20 K | 81.32 K | 13.15 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 23 | Ridings Thomas J. | officer: Chief Accounting Officer | 1.35 K | 105.95 K | 13.15 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 23 | WEBER FRED | officer: EVP-Structured Finance | 2.10 K | 473.36 K | 13.15 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 23 | Caulfield John | officer: COO, Agency Lending | 4.84 K | 156.27 K | 13.15 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 23 | Natalone John | officer: EVP, Treasury and Servicing | 1.21 K | 109.58 K | 13.15 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 23 | Kilgore Gene | officer: EVP | 5.24 K | 194.07 K | 13.15 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 23 | van der Reis Dennis | officer: EVP, Structured Asset Mgmt | 1.15 K | 108.39 K | 13.15 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 23 | Elenio Paul | officer: Chief Financial Officer | 4.84 K | 233.78 K | 13.15 | Settlement | Common Stock, par value $0.01 per share |
| Mar 8, 23 | WEBER FRED | officer: EVP-Structured Finance | 2.33 K | 475.45 K | 14.95 | Settlement | Common Stock, par value $0.01 per share |
| Mar 8, 23 | Caulfield John | officer: COO, Agency Lending | 2.69 K | 161.11 K | 14.95 | Settlement | Common Stock, par value $0.01 per share |
| Mar 8, 23 | Ridings Thomas J. | officer: Chief Accounting Officer | 1.46 K | 107.30 K | 14.95 | Settlement | Common Stock, par value $0.01 per share |
| Mar 8, 23 | GUZIEWICZ ANDREW | officer: Chief Credit Officer | 571.00 | 82.52 K | 14.95 | Settlement | Common Stock, par value $0.01 per share |
| Mar 8, 23 | Ottaviano Gianni | officer: Exec VP, Struc Fin Prod | 1.14 K | 118.48 K | 14.95 | Settlement | Common Stock, par value $0.01 per share |
| Feb 28, 23 | KAUFMAN IVAN | director, officer: COB, CEO and President | 352.43 K | 1.34 M | 0.00 | Exempt | Common Stock, par value $0.01 per share |
| Feb 28, 23 | KAUFMAN IVAN | director, officer: COB, CEO and President | 179.91 K | 1.16 M | 15.12 | Settlement | Common Stock, par value $0.01 per share |
| Feb 28, 23 | KAUFMAN IVAN | director, officer: COB, CEO and President | 352.43 K | 465.44 K | 0.00 | Exempt | Restricted Stock Units |
| Dec 31, 22 | ARBOR COMMERCIAL MORTGAGE LLC | director | 18.94 K | 10.62 M | 0.00 | Other | Partnership Common Units |
| Dec 31, 22 | KAUFMAN IVAN | officer: COB, CEO and President | 18.94 K | 10.62 M | 0.00 | Other | Partnership Common Units |
| Nov 30, 22 | LAZAR MELVIN F | director | 176.00 Increased by +2.68% | 6.74 K | 14.88 | Award | Restricted Stock Units |
| Nov 30, 22 | Green William C | director | 176.00 Increased by +2.68% | 6.74 K | 14.88 | Award | Restricted Stock Units |
| Sep 9, 22 | Ridings Thomas J. | officer: Chief Accounting Officer | 376.00 | 108.76 K | 15.10 | Settlement | Common Stock, par value $0.01 per share |
| Aug 31, 22 | LAZAR MELVIN F | director: | 167.00 Increased by +2.61% | 6.56 K | 14.98 | Award | Restricted Stock Units |
| Aug 31, 22 | Green William C | director: | 167.00 Increased by +2.61% | 6.56 K | 14.98 | Award | Restricted Stock Units |
| Jul 31, 22 | KAUFMAN IVAN | officer: COB, CEO and President | 125.84 K | 985.76 K | 16.62 | Settlement | Common Stock, par value $0.01 per share |
| Jul 22, 22 | van der Reis Dennis | officer: EVP, Structured Asset Mgmt | 9.10 K | 109.54 K | 15.28 | Settlement | Common Stock, par value $0.01 per share |
| Jun 9, 22 | Ottaviano Gianni | officer: Exec VP, Struc Fin Prod | 0.00 | 119.62 K | 0.00 | Common Stock, par value $0.01 per share | |
| Jun 9, 22 | Ottaviano Gianni | officer: Exec VP, Struc Fin Prod | 0.00 | 2.14 K | 0.00 | Special Voting Preferred Stock, par value $0.01 per share | |
| Jun 9, 22 | Ottaviano Gianni | officer: Exec VP, Struc Fin Prod | 2.14 K | 0.00 | 0.00 | Partnership Common Units | |
| May 31, 22 | Vahidi Maysa | officer | 0.00 | 0.00 | 0.00 | ||
| May 31, 22 | LAZAR MELVIN F | director: | 144.00 Increased by +2.30% | 6.40 K | 16.42 | Award | Restricted Stock Units |
| May 31, 22 | Green William C | director: | 144.00 Increased by +2.30% | 6.40 K | 16.42 | Award | Restricted Stock Units |
| May 12, 22 | LAZAR MELVIN F | director: | 2.50 K Increased by +1.11% | 227.50 K | 16.39 | Purchase | Common Stock, par value $0.01 per share |
| May 9, 22 | ARBOR COMMERCIAL MORTGAGE LLC | director: | 31.51 K | 10.63 M | 0.00 | Other | Partnership Common Units |
| May 9, 22 | KAUFMAN IVAN | officer: COB, CEO and President | 31.51 K | 10.63 M | 0.00 | Other | Partnership Common Units |
| Mar 24, 22 | GUZIEWICZ ANDREW | officer: Chief Credit Officer | 19.00 K Increased by +28.63% | 85.38 K | 0.00 | Award | Common Stock, par value $0.01 per share |
| Mar 24, 22 | GUZIEWICZ ANDREW | officer: Chief Credit Officer | 2.28 K | 83.09 K | 17.10 | Settlement | Common Stock, par value $0.01 per share |
| Mar 16, 22 | Green William C | director: | 2.50 K Increased by +2.03% | 125.45 K | 17.47 | Purchase | Common Stock, par value $0.01 per share |
| Mar 11, 22 | Natalone John | officer: EVP, Treasury and Servicing | 7.11 K Increased by +6.77% | 112.00 K | 0.00 | Award | Common Stock, par value $0.01 per share |
| Mar 11, 22 | Natalone John | officer: EVP, Treasury and Servicing | 1.21 K | 110.79 K | 17.59 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 22 | Kilgore Gene | officer: EVP | 28.43 K Increased by +16.16% | 204.35 K | 0.00 | Award | Common Stock, par value $0.01 per share |
| Mar 11, 22 | Kilgore Gene | officer: EVP | 5.04 K | 199.31 K | 17.59 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 22 | Elenio Paul | officer: Chief Financial Officer | 28.43 K Increased by +13.22% | 243.46 K | 0.00 | Award | Common Stock, par value $0.01 per share |
| Mar 11, 22 | Elenio Paul | officer: Chief Financial Officer | 4.84 K | 238.62 K | 17.59 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 22 | Caulfield John | officer: COO, Agency Lending | 28.43 K Increased by +20.27% | 168.64 K | 0.00 | Award | Common Stock, par value $0.01 per share |
| Mar 11, 22 | Caulfield John | officer: COO, Agency Lending | 4.84 K | 163.80 K | 17.59 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 22 | WEBER FRED | officer: EVP-Structured Finance | 11.37 K Increased by +2.43% | 479.81 K | 0.00 | Award | Common Stock, par value $0.01 per share |
| Mar 11, 22 | WEBER FRED | officer: EVP-Structured Finance | 2.02 K | 477.79 K | 17.59 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 22 | GUZIEWICZ ANDREW | officer: Chief Credit Officer | 9.95 K Increased by +17.27% | 67.57 K | 0.00 | Award | Common Stock, par value $0.01 per share |
| Mar 11, 22 | GUZIEWICZ ANDREW | officer: Chief Credit Officer | 1.20 K | 66.37 K | 17.59 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 22 | Ridings Thomas J. | officer: Chief Accounting Officer | 7.96 K Increased by +7.76% | 110.49 K | 0.00 | Award | Common Stock, par value $0.01 per share |
| Mar 11, 22 | Ridings Thomas J. | officer: Chief Accounting Officer | 1.35 K | 109.13 K | 17.59 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 22 | van der Reis Dennis | officer: EVP, Structured Asset Mgmt | 14.21 K Increased by +13.46% | 119.80 K | 0.00 | Award | Common Stock, par value $0.01 per share |
| Mar 11, 22 | van der Reis Dennis | officer: EVP, Structured Asset Mgmt | 1.15 K | 118.64 K | 17.59 | Settlement | Common Stock, par value $0.01 per share |
| Mar 11, 22 | KAUFMAN IVAN | officer: COB, CEO and President | 189.87 K Increased by +30.23% | 817.87 K | 0.00 | Award | Restricted Stock Units |